Latest S-1 registration statements
NASDAQ
LaFayette Acquisition Corp., a Cayman Islands exempted company, filed an S-1/A registration statement for an initial public offering of 10,000,000 units at $10.00 each, aiming to raise $100 million for a business combination within 21 months.
OQB
Liberty Star Uranium & Metals Corp. filed an S-1 registration statement to allow a selling stockholder to resell up to 8.49 million common shares, with potential for up to $1 million in proceeds from warrant exercise.
YHD
Thunderstone Acquisition Corp, a blank check company, filed an S-1/A for its initial public offering of 5 million units at $10.00 each, aiming to raise $50 million for a business combination, with significant risks tied to its China-based management and potential target focus.
Grayscale Avalanche Trust (AVAX) files an S-1/A amendment for NASDAQ listing, aiming to provide cost-effective investment exposure to AVAX, while detailing operational structure, risks, and financial performance.
NASDAQ
NCPL
Netcapital INCNetcapital Inc. filed an S-1/A to register the resale of 1.88 million common shares, including 1.76 million shares from warrant exercises, by selling shareholders.
NASDAQ
AQMS
Aqua Metals, INCAqua Metals, Inc. filed an S-1 registration statement to allow Lincoln Park Capital Fund, LLC to resell up to 1,000,000 shares of common stock, part of a $10 million purchase agreement.
NYSE
AI Infrastructure Acquisition Corp. filed an S-1MEF to register an additional 2.3 million units and 80,500 Class A ordinary shares, increasing its proposed offering by $23.8 million.
NASDAQ
Flux Power Holdings, Inc. reports increased revenue and gross profit, reduced net losses, and a successful capital raise to address Nasdaq listing compliance and liquidity concerns.
NASDAQ
UPXI
Upexi, INCUpexi, Inc. filed an S-1/A registration statement for the resale of up to 48,026,410 shares of common stock by selling stockholders, highlighting its new Solana treasury strategy and consumer products business.
NASDAQ
UPXI
Upexi, INCUpexi, Inc. has filed an S-1/A registration statement for the resale of up to 83,333,333 shares of common stock by A.G.P./Alliance Global Partners, while detailing its new treasury strategy focused on Solana (SOL) and a $500 million equity purchase agreement.
NASDAQ
Commercial Bancgroup, Inc. filed an S-1MEF to register an additional $25.5 million in common stock for its ongoing initial public offering.
OQB
QDM International Inc., a Hong Kong-based insurance brokerage, filed an S-1/A for a public offering of 1.25 million common shares, reporting significant revenue and net income growth for Q2 2025 and FY2025.
Functional Brands Inc. has entered into its Ninth Amended Forbearance Agreement with Kirkman Parties, delaying payment on a $2.2 million outstanding debt until November 15, 2025, amidst ongoing financial defaults.
NASDAQ
Apex Treasury Corporation, a Cayman Islands exempted company, filed an S-1/A for its initial public offering of 25 million units at $10.00 each, targeting blockchain, AI, and renewable energy sectors.
FS Credit Real Estate Income Trust, Inc. has launched a new $2.5 billion public offering, reporting positive total returns in 90 out of 92 months and a diversified $10.8 billion asset portfolio.
NASDAQ
Aptevo Therapeutics Inc. filed an S-1 registration statement for the resale of up to 6.9 million common shares by YA II PN, LTD., part of a $25 million standby equity purchase agreement to fund its clinical-stage biotechnology pipeline.
Amaze Holdings, Inc. filed an S-1 registration statement for the resale of up to 5,524,316 shares of common stock by selling stockholders, convertible from senior secured original issue discount promissory notes.
DMNT
Dmint, INCDMINT, Inc. filed Amendment No. 5 to its S-1 registration statement for a spin-off from OLB Group, Inc., revealing substantial doubt about its ability to continue as a going concern and plans for a $16 million capital raise for expansion.
NASDAQ
Palatin Technologies, Inc. filed an Amendment No. 1 to its S-1 registration statement, primarily to include an executed auditor consent from KPMG LLP, with no new securities being registered.
NASDAQ
Palisade Bio, Inc. filed an S-1MEF registration statement to offer up to $24.5 million in common stock and warrants to fund its operations.
OQX
Alaska Silver Corp. filed an S-1MEF to increase its public offering by an additional $5.888 million, including subordinate voting shares and warrants.
NASDAQ
Evolution Global Acquisition Corp, a blank check company, filed an S-1/A for a $175 million IPO targeting the critical minerals sector, with units priced at $10.00.
NASDAQ
Bitcoin Infrastructure Acquisition Corp Ltd., a SPAC focused on digital asset infrastructure, filed an amended S-1 registration statement for its initial public offering of 20 million units at $10.00 each.
NASDAQ
Palatin Technologies, Inc. announced a public offering of common stock and warrants to raise capital, while facing significant financial challenges and NYSE American delisting proceedings.
NASDAQ
FRMI
Fermi LLCFermi Inc. is launching an initial public offering to fund Project Matador, a multi-gigawatt energy and data center campus in Texas, aiming to deliver 1.1 GW by late 2026.
Aspira Women's Health Inc. filed an S-1 registration statement for the resale of 29,226,527 shares of common stock by existing selling stockholders, originating from convertible notes and warrants.
NASDAQ
Future Fintech Group Inc. filed an S-1 registration statement for the resale of up to 20,105,000 shares of common stock by selling stockholders, potentially raising an additional $10 million from Avondale Capital.
Angel Studios, Inc. filed a pre-effective amendment to convert its S-1 registration statement to Form S-3, enabling selling securityholders to resell up to 10,042,523 shares of common stock.
Hillhouse Frontier Holdings Inc. filed an S-1/A for its initial public offering of 1.25 million Class A common shares, aiming to raise capital for expansion and diversification into car subscription services amidst declining revenue and net income in H1 2025.
BoluoC Acquisition Corp, a Cayman Islands blank check company, filed an amended S-1 registration statement for an initial public offering of 6 million units at $10.00 each, aiming to raise $60 million for a business combination within 18 to 21 months.