Upexi, INC

Market Movers (8-K)

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NASDAQ
Upexi, Inc. received a notification from Nasdaq indicating non-compliance with the minimum bid price requirement, with a 180-day period to regain compliance.
NASDAQ
Upexi, Inc. has announced a strategic partnership with Blueprint, an affiliate of Hivemind Capital Partners, to stake a portion of its Solana holdings.
NASDAQ
Upexi, Inc. received a Nasdaq non-compliance notice regarding shareholder approval for convertible note issuances while simultaneously announcing its addition to the Russell Microcap Index.
Worse than expected
Capital raise
NASDAQ
Upexi, Inc. has engaged Hivemind Capital Partners, LLC for a three-year advisory services agreement focused on business operations and capital markets strategy.
Capital raise
NASDAQ
Upexi, Inc. has entered into a securities purchase agreement to retire $19.5 million of existing debt through the issuance of common stock and pre-funded warrants.
Capital raise
NASDAQ
Upexi, Inc. announced the results of its 2026 Annual Meeting of Shareholders, including the election of directors and ratification of its independent auditor.

Quarterly Earnings (10-Q)

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NASDAQ
Upexi, Inc. reports significant shift to digital assets, with substantial unrealized losses and increased digital asset revenue, while traditional product revenue declines.
Capital raise
Worse than expected
NASDAQ
Upexi, Inc. reported a significant net loss of $178.9 million for Q2 2026, driven by unrealized losses on its substantial Solana digital asset treasury, despite a strategic pivot to cryptocurrency and staking.
Worse than expected
Capital raise
NASDAQ
Upexi, Inc. posted a significant net income of $66.7 million for Q1 2026, driven by a new Solana digital asset treasury strategy and substantial unrealized gains, despite a decline in traditional revenue.
Better than expected
Capital raise
NASDAQ
Upexi, Inc.'s Q3 2025 results show a revenue decline due to a strategic shift away from recommerce, despite improved gross profit margins.
Capital raise
Worse than expected
NASDAQ
Upexi Inc.'s Q2 2025 results reveal a revenue decrease due to a strategic shift away from recommerce, though the net loss has narrowed compared to the previous year.
Worse than expected
Capital raise
NASDAQ
Upexi Inc. reports a significant decrease in revenue for the quarter ended September 30, 2024, as the company focuses on branded product sales and completes a manufacturing consolidation.
Worse than expected

Annual Reports (10-K)

NASDAQ
Upexi, Inc. reported a significant net loss for fiscal year 2025 while strategically shifting its core business to a Solana-focused digital asset treasury and consumer product brand ownership.
Worse than expected
Capital raise
NASDAQ
Upexi Inc. files an amendment to its annual report on Form 10-K to include exhibits related to its trading policy, auditor consent, and clawback policy for executive compensation.
NASDAQ
Upexi Inc.'s fiscal year 2024 saw a significant revenue decrease and a strategic shift towards branded product sales, alongside divestitures and operational consolidations.
Worse than expected

Insider Trading (Form 4)

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NASDAQ
Gene Salkind, a Director of Upexi, Inc., received 100,000 shares of common stock on 2026-07-03-05:00.
NASDAQ
Lawrence Dugan, a Director of Upexi, Inc., received 100,000 shares of common stock on 2026-07-03-05:00.
NASDAQ
Brian Benjamin Rudick, Chief Strategy Officer of Upexi, Inc., received 400,000 shares of common stock on 2026-07-03-05:00.
NASDAQ
Allan Marshall, Chief Executive Officer and a Director of Upexi, Inc., received 2,000,000 shares of common stock on 2026-07-03-05:00.
NASDAQ
Andrew James Norstrud, Chief Financial Officer and a Director of Upexi, Inc., received 400,000 shares of common stock on 2026-07-03-05:00.
NASDAQ
UPEXI, Inc. CEO Allan Marshall acquired 50,000 shares of common stock for $1.80 per share, increasing his direct beneficial ownership to over 4 million shares.
Better than expected

Proxy Statements (Def-14A)

NASDAQ
Upexi, Inc. is seeking shareholder approval for a significant increase in its incentive stock plan shares and a $500 million equity line of credit to fund operations and future growth.
Capital raise
NASDAQ
Upexi, Inc. has filed an amended proxy statement for its upcoming Annual Meeting, seeking shareholder approval to re-domicile the company as a Delaware corporation and significantly increase the shares available for its incentive stock plan.
Capital raise
NASDAQ
Upexi, Inc. is seeking shareholder approval for key proposals including re-domiciling as a Delaware corporation and increasing the number of shares available under its stock option plan at the Annual Meeting on June 16, 2025.
NASDAQ
Upexi Inc. is asking shareholders to approve an amendment to increase the number of authorized common and preferred shares at a special meeting on March 3, 2025.
Capital raise
NASDAQ
Upexi, Inc. will hold its Annual Meeting of Shareholders on June 10, 2024, to elect directors and ratify the appointment of its independent accounting firm.

New Public Companies (S-1)

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NASDAQ
Upexi, Inc. has significantly shifted its treasury strategy to focus on Solana (SOL) holdings and staking, while registering over 6.5 million shares for resale by a selling stockholder.
Capital raise
NASDAQ
Upexi, Inc. filed an S-1/A registration statement for the resale of up to 83,333,333 shares of common stock by A.G.P./Alliance Global Partners, while detailing its new Solana-focused digital asset treasury strategy.
Capital raise
NASDAQ
Upexi, Inc. has shifted its core strategy to a Solana-focused digital asset treasury, registering 48 million shares for resale by existing stockholders.
Capital raise
NASDAQ
Upexi, Inc. filed an S-1/A registration statement for the resale of up to 48,026,410 shares of common stock by selling stockholders, highlighting its new Solana treasury strategy and consumer products business.
Capital raise
NASDAQ
Upexi, Inc. has filed an S-1/A registration statement for the resale of up to 83,333,333 shares of common stock by A.G.P./Alliance Global Partners, while detailing its new treasury strategy focused on Solana (SOL) and a $500 million equity purchase agreement.
Worse than expected
Capital raise
NASDAQ
Upexi, Inc. is undergoing a significant strategic shift from consumer products to a Solana-focused digital asset treasury, supported by recent capital raises and a new $500 million equity facility.
Capital raise

Schedule 13G - Passive Investments

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NASDAQ
Hivemind Capital Partners, LLC and its affiliates have disclosed a beneficial ownership stake of 9.99% in Upexi, Inc., primarily through common stock, pre-funded warrants, and a convertible note.
NASDAQ
Hivemind Capital Partners, along with affiliated entities, has reported beneficial ownership of 6,841,923 shares of Upexi, Inc. common stock, representing 9.99% of the outstanding shares.
NASDAQ
Vanguard Capital Management has reported a beneficial ownership of 3.89% in Upexi Inc. common stock as of June 30, 2026.
NASDAQ
Several entities and individuals have filed an amendment to Schedule 13G for Upexi, Inc., indicating they no longer beneficially own 5% or more of the company's common stock.
NASDAQ
Polar Asset Management Partners Inc. has disclosed beneficial ownership of 9,626,474 shares of Upexi Inc. common stock, representing 9.99% of the class, acquired through warrants.
NASDAQ
Vanguard Capital Management has reported beneficial ownership of 5.34% of Upexi Inc.'s common stock as of March 31, 2026.