Market Movers (8-K)
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SHF Holdings, Inc. announced second quarter 2026 results, highlighting a 4.8% year-over-year revenue increase to $1.9 million, driven by loan program income, while also reporting a net loss of $1.5 million.
NASDAQ
Safe Harbor Financial announced the conclusion of a temporary reduction in its Series B Preferred Stock conversion price and warrant exercise price, which reverted to $1.5528 as of July 31, 2026.
Delay expected
NASDAQ
SHF Holdings, Inc. announced a new Retention Plan and Agreement designed to incentivize key employees and directors through potential Change in Control or Insolvency events.
NASDAQ
SHF Holdings, Inc. announced the appointment of Michael Regan as Chief Operating Officer and Secretary, effective July 15, 2026.
Capital raise
NASDAQ
SHF Holdings, Inc. announced the resignation of its Principal Accounting Officer and Senior Vice President of Finance, Controller, Douglas Beck, effective July 31, 2026.
NASDAQ
SHF Holdings, Inc. successfully concluded its 2026 Annual Meeting of Stockholders, confirming the election of directors and the ratification of its independent auditor.
Quarterly Earnings (10-Q)
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SHF Holdings, Inc. reported a net loss for the period ended June 30, 2026, and faces substantial doubt about its ability to continue as a going concern, alongside ongoing litigation and Nasdaq listing challenges.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. reported a significant capital raise and debt reduction, improving its balance sheet and Nasdaq compliance, despite a sharp decline in revenue and a shift to net loss for the nine-month period.
Capital raise
Worse than expected
NASDAQ
SHF Holdings reports a significant revenue decline and net loss, raising substantial doubt about its ability to continue as a going concern, alongside multiple material weaknesses in internal controls.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. restated its Q1 2025 financial results due to stock-based compensation errors, revealing a significant net loss and raising substantial doubt about its ability to continue as a going concern, alongside a Nasdaq delisting notice.
Delay expected
Worse than expected
Capital raise
NASDAQ
SHF Holdings' Q1 2025 results reveal a significant revenue decrease compared to Q1 2024, driven by changes in agreements and market conditions.
Worse than expected
Capital raise
NASDAQ
SHF Holdings experienced a decrease in revenue but improved operating income in Q3 2024, while also addressing concerns about its ability to continue as a going concern.
Worse than expected
Annual Reports (10-K)
NASDAQ
SHF Holdings, Inc. filed its annual report for the fiscal year ended December 31, 2025, detailing a significant revenue decline, strategic adjustments to its commercial alliance agreement, and ongoing efforts to address internal control weaknesses.
Capital raise
Worse than expected
NASDAQ
SHF Holdings files an amendment to its annual report on Form 10-K/A for the year ended December 31, 2024, to include previously omitted information and update the exhibit list.
NASDAQ
10-K: SHF Holdings Reports Fiscal Year 2024 Results, Navigates Nasdaq Compliance and Restructures Debt
SHF Holdings, a financial services provider for the cannabis industry, announces its fiscal year 2024 results, addresses Nasdaq listing compliance, and restructures its debt with Partner Colorado Credit Union (PCCU).
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed its annual report on Form 10-K for the year ended December 31, 2023, and granted equity incentives under its 2022 plan.
Worse than expected
Insider Trading (Form 4)
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Chief Marketing Officer Jeffrey R. Kay acquired 63 shares of Series B Convertible Preferred Stock and 4,057 warrants in a late-reported transaction.
Delay expected
Capital raise
NASDAQ
CEO Terrance Mendez acquired preferred stock and warrants after SHF Holdings successfully completed a 4 million dollar financing milestone.
Better than expected
Delay expected
Capital raise
NASDAQ
Chief Investment & Strategic Officer Michael Regan acquired preferred stock and warrants following the company's successful $4 million financing milestone.
Delay expected
Capital raise
NASDAQ
Director Richard Carleton acquired Series B Convertible Preferred Stock and warrants in SHF Holdings, Inc., signaling continued insider commitment despite administrative reporting delays.
Delay expected
Capital raise
NASDAQ
Douglas Beck, SVP of Finance at SHF Holdings, vested 45,875 stock options following the company's successful completion of a $4 million equity financing round.
Better than expected
Delay expected
Capital raise
NASDAQ
SHF Holdings, Inc. CEO and Interim CFO Terrance Mendez was granted 91,751 stock options, vesting upon a successful $4 million equity financing.
Capital raise
Proxy Statements (Def-14A)
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SHF Holdings, Inc. has issued its 2026 proxy statement detailing the upcoming annual meeting, director elections, and auditor ratification.
Capital raise
NASDAQ
SHF Holdings, Inc. is seeking stockholder approval for six key proposals at a special meeting, including increasing authorized shares, approving equity issuances, and authorizing a reverse stock split to maintain Nasdaq listing.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed a Definitive Proxy Statement (DEFA14A) with the U.S. Securities and Exchange Commission.
NASDAQ
DEF: SHF Holdings to Hold 2025 Annual Meeting Amidst Executive Departures and Shareholder Governance Push
SHF Holdings, Inc. announced its 2025 Annual Stockholders Meeting to be held virtually on July 8, 2025, where shareholders will vote on director elections, auditor ratification, an equity incentive plan amendment, and a contested shareholder proposal concerning corporate governance, against a backdrop of recent executive resignations.
Worse than expected
NASDAQ
SHF Holdings is asking stockholders to approve a reverse stock split of its Class A common stock at a ratio of up to 1-for-20 to maintain its Nasdaq listing and potentially increase its stock price.
NASDAQ
SHF Holdings announces its 2024 Annual Stockholders Meeting to be held virtually on June 11, 2024, featuring the election of directors and ratification of the company's independent auditor.
New Public Companies (S-1)
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SHF Holdings, Inc. is registering 21,517,377 shares of Class A common stock for resale by selling stockholders, primarily related to Series B Warrants with a voluntarily reduced exercise price.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed an S-1/A amendment to register up to 22,598,184 shares of Class A Common Stock for resale by selling stockholders.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed a registration statement to facilitate the potential resale of 22.6 million shares of its Class A common stock by existing stockholders.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. files an S-1 registration statement for the resale of up to 52.28 million Class A Common Stock by selling stockholders, including shares from recent preferred stock and warrant issuances.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. filed an S-1/A registration statement for the potential sale of up to 46,153,846 shares of Class A Common Stock by CREO Investments LLC, potentially raising up to $500 million for the company.
Delay expected
Worse than expected
Capital raise
NASDAQ
SHF Holdings, a financial services provider to the cannabis industry, has entered into a $150 million equity line of credit with CREO Investments LLC, while simultaneously grappling with significant financial losses, liquidity concerns, and Nasdaq listing non-compliance.
Capital raise
Worse than expected
Schedule 13G - Passive Investments
NASDAQ
SCHEDULE: M3 Entities Report Stake in SHF Holdings
M3 Funds, LLC and affiliated entities report a 4.77% beneficial ownership stake in SHF Holdings, Inc. Class A Common Stock as of June 30, 2026.
NASDAQ
M3 Funds, LLC and its affiliates have reported a 10% beneficial ownership stake in SHF Holdings, Inc., totaling 308,000 shares of common stock.
NASDAQ
M3 Funds, LLC and its affiliates reported a passive beneficial ownership of 3.84% of SHF Holdings, Inc.'s common stock as of September 30, 2025.