Latest 8-K filings
AMEX
Gran Tierra Energy Inc. announced its stockholders have approved the sale of its Colombian and Ecuadorian businesses for approximately US$1.33 billion, a move expected to make the company debt-free.
NASDAQ
Integra LifeSciences Holdings Corporation announced the pricing of $450 million in senior secured notes due 2033 as part of a debt refinancing initiative.
NASDAQ
Aldel Financial II Inc. announced shareholder approval to extend its deadline for consummating a business combination, providing up to January 23, 2028.
NASDAQ
Sunshine Biopharma Inc. announced the pricing of a public offering expected to raise approximately $6.0 million before expenses, consisting of common units and pre-funded units with accompanying warrants.
Streamex Corp. has received a notice from Nasdaq indicating non-compliance with the minimum bid price requirement, with a 180-day period to regain compliance.
AMEX
Flyte Aviation, Inc. announced a significant reduction in the conversion price for multiple series of its convertible preferred stock, impacting future common stock dilution.
AMEX
Serina Therapeutics, Inc. has filed a Certificate of Elimination to remove Series A Convertible Preferred Stock from its charter, following the conversion of all outstanding shares.
NASDAQ
ARAI
Arrive Ai INCArrive AI Inc. announced a $250,000 private placement with an accredited investor, issuing shares and warrants at a substantial premium to its recent trading price, with potential for further financing.
AMEX
Volato Group, Inc. has entered into a $1 billion Common Stock Purchase Agreement with DFU, LLC, providing a flexible equity line for capital raises over 36 months.
MYNZ
Mainz Biomed NVQuantum Cyber N.V. has entered into a sales agreement with Titan Partners Securities LLC to conduct an at-the-market offering program, potentially raising up to $100 million.
NASDAQ
Vistagen Therapeutics has amended and restated its Change in Control Executive Severance Plan, expanding severance benefits for eligible employees.
NASDAQ
Artelo Biosciences, Inc. is addressing a new Nasdaq listing rule that could impact its market value and is exploring potential actions to maintain compliance.
NASDAQ
MOBX
Mobix Labs, INCMobix Labs, Inc. provided an investor update on October 8, 2026, detailing its strategic national security platform initiative.
NASDAQ
Moleculin Biotech, Inc. announced the approval of amendments to its 2024 Stock Plan, including an increase in the number of authorized shares, following its annual stockholder meeting.
AMEX
Starfighters Space, Inc. has updated its bylaws to establish advance notice procedures for shareholder nominations and business proposals at meetings.
AMEX
AgEagle Aerial Systems Inc. announced that Chief Operating Officer Brent Pope will retire effective November 30, 2026, with the company initiating a search for his successor.
NASDAQ
Niki BioSolutions, Inc. has entered into an At the Market Offering Agreement to sell up to $1,396,000 of its common stock through H.C. Wainwright & Co., LLC and Brookline Capital Markets.
NYSE
IVZ
Invesco LTDInvesco Ltd. announced a decrease in preliminary Assets Under Management (AUM) for September 2026, revising a prior filing to correct a typographical error.
NASDAQ
SolarMax Technology Inc. announced second quarter 2026 financial results, showcasing a 49% revenue increase and a 299% rise in gross profit, but a significant legal judgment expense resulted in a widened net loss.
NASDAQ
VIVK
Vivakor, INCVivakor, Inc. announced a non-binding Letter of Intent to acquire Direct Midstream, LLC for $40 million, aiming to expand its Permian Basin operations.
NYSE
Crescent Energy Company announced the pricing of a $1.0 billion public offering of Class A common stock, with an additional 12 million shares purchased by underwriters, totaling approximately $1.116 billion in net proceeds.
NYSE
Live Nation Entertainment announced the pricing of a private offering of $730 million in U.S. Dollar Notes and €600 million in Euro Notes, both due 2032, to refinance existing debt and for general corporate purposes.
NASDAQ
SIDU
Sidus Space INCTwo Sidus Space board members have resigned, citing disagreements over governance and management issues, with the company refuting their claims.
NASDAQ
SINTX Technologies announced the successful exercise of Class B warrants, raising over $2 million and eliminating all outstanding Class B warrants.
AMEX
NextBoat Inc. announced the resignation of its Chief Financial Officer, Chad Corbin, effective upon the identification of a successor, with no disagreements cited.
NASDAQ
HealthEquity, Inc. announced the termination of Chief Commercial Officer Michael Fiore, effective October 5, 2026, with responsibilities to be redistributed among existing management.
OQB
DPLS
Darkpulse, INCDarkPulse, Inc. announced its common stock will be moved from the OTCQB market to the OTCID market due to failure to meet minimum bid price requirements.
NYSE
Copley Acquisition Corp has amended and restated its convertible promissory note with Copley Acquisition Sponsors LLC, increasing the potential principal amount to $900,000 for working capital purposes.
NASDAQ
Cosmos Health Inc. announced preliminary record-breaking revenue of $54.3 million for the first nine months of 2026, a 19% increase year-over-year, and reaffirmed its full-year revenue outlook exceeding $90 million.
Profusa, Inc. has dismissed CBIZ CPAs P.C. as its independent auditor and engaged WithumSmith+Brown, PC, following disclosures of material weaknesses and substantial doubt about its ability to continue as a going concern.