Vivakor, INC

Market Movers (8-K)

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NASDAQ
Vivakor, Inc. and M2i Global, Inc. have entered into a non-binding Indication of Interest to evaluate a potential business combination focused on critical minerals and supply chain strengthening.
Capital raise
NASDAQ
Vivakor, Inc. disclosed the conversion of convertible promissory notes into common stock, impacting its equity structure and indicating ongoing financial obligations.
Worse than expected
NASDAQ
Vivakor announces over $1 billion in annualized crude oil transactions and begins commissioning of its Houston remediation processing center.
NASDAQ
Vivakor, Inc. announced the closing of a $12 million financing round and significant expansion of its crude oil marketing platform, projecting $709 million in annualized commercial activity.
Capital raise
NASDAQ
Vivakor, Inc. is implementing a 1-for-20 reverse stock split, effective July 17, 2026, to enhance its common stock's per-share trading price and maintain its Nasdaq Capital Market listing.
NASDAQ
Vivakor, Inc. has amended its preferred stock agreement, reinstating a 6% annual dividend on Series A Preferred Stock and issuing dividend shares in exchange for Ballengee Holdings, LLC extinguishing $500,000 of debt.
Capital raise

Quarterly Earnings (10-Q)

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NASDAQ
Vivakor, Inc. reported a significant decrease in revenues for Q1 2026 compared to the prior year, primarily due to asset divestitures, while gross profit saw an increase driven by improved midstream margins.
Worse than expected
Capital raise
NASDAQ
Vivakor, Inc. reported a substantial net loss of $54.36 million for the nine months ended September 30, 2025, raising significant doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NASDAQ
Vivakor, Inc. reported a significant increase in net loss and a substantial working capital deficit, raising substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
NASDAQ
Vivakor's Q1 2025 shows significant revenue growth driven by recent acquisitions, but losses also increased due to higher operating and interest expenses.
Worse than expected
Capital raise
NASDAQ
Vivakor secures a $12.275 million loan from B1BANK with deferred interest and principal payments, while Q3 2024 results reveal a shift in revenue sources and a net loss.
Worse than expected
Delay expected
Capital raise
NASDAQ
Vivakor Inc. released its second quarter 2024 results, showing increased revenue but also significant net losses and ongoing concerns about its ability to continue as a going concern.
Worse than expected
Delay expected
Capital raise

Annual Reports (10-K)

NASDAQ
Vivakor, Inc. filed its annual report detailing a significant revenue increase but also substantial operating losses and a going concern warning.
Worse than expected
Capital raise
NASDAQ
Vivakor, Inc. files an amendment to its 2024 annual report to include its Compensation Recovery Policy, which was inadvertently omitted from the original filing.
NASDAQ
Vivakor's 2024 annual report shows revenue growth driven by acquisitions, but significant net losses and an accumulated deficit raise concerns about the company's ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
NASDAQ
Vivakor Inc.'s 10-K filing highlights a significant revenue increase driven by oil and gas operations, alongside a strategic merger agreement with Empire Diversified Energy.
Worse than expected
Capital raise

Insider Trading (Form 4)

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NASDAQ
Vivakor's Chief Financial Officer, Kimberly Ann Hawley, acquired 25,000 shares of common stock valued at $0.128 per share as part of her employment agreement.
NASDAQ
Vivakor CEO James H. Ballengee transferred over 3 million shares of common stock as collateral for a loan agreement, valued at $0.17 per share.
NASDAQ
Vivakor's CEO, James Ballengee, has acquired a substantial number of shares through direct and indirect transactions, increasing his total holdings.
NASDAQ
James H. Ballengee, Chairman, President, and CEO of Vivakor, Inc., reports acquiring additional shares of common stock through a series of open market purchases.
Better than expected
NASDAQ
Patrick Knapp, EVP, General Counsel, and Secretary of Vivakor, Inc., acquired 140,190 shares of common stock at an average price of $1.78 on July 3, 2024.
NASDAQ
Vivakor's CEO, James H. Ballengee, has been actively purchasing shares of the company's common stock on the open market, increasing his holdings.
Better than expected

Proxy Statements (Def-14A)

NASDAQ
Vivakor, Inc. seeks shareholder approval for significant financing, executive compensation, and potential reverse stock splits.
Capital raise
NASDAQ
Vivakor, Inc. calls a Special Meeting to approve significant share issuances, a reverse stock split to maintain Nasdaq listing, and an increase in authorized capital.
Worse than expected
Capital raise
NASDAQ
Vivakor, Inc. is seeking shareholder approval for significant stock issuances related to debt, a reverse stock split to maintain Nasdaq listing, and ratification of a related-party asset sale.
Capital raise
Worse than expected
NASDAQ
Vivakor, Inc. has scheduled its 2024 Annual Meeting of Stockholders for December 27, 2024, and provided details on recent acquisitions, executive agreements, and financial transactions.
Worse than expected
Capital raise

New Public Companies (S-1)

NASDAQ
Vivakor, Inc. has filed an amended registration statement to register the resale of up to 40,686,375 shares of common stock by selling stockholders.
Delay expected
Capital raise
Worse than expected
NASDAQ
Vivakor, Inc. has filed a registration statement for the resale of up to 40,686,375 shares of common stock by selling stockholders.
Delay expected
Capital raise