Siebert Financial CORP

Market Movers (8-K)

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NASDAQ
Siebert Financial Corp. shareholders approved the election of all director nominees, an expanded equity incentive plan, executive compensation, and the auditor appointment at their 2025 Annual Meeting.
NASDAQ
Siebert Financial Corp. has acquired the remaining 32% of its subsidiary, RISE Financial Services, LLC, for $3.7 million, making it a wholly-owned entity to support future strategic opportunities.
NASDAQ
Siebert Financial Corp. has entered into a sales agreement to offer and sell up to $50 million of its common stock through an at-the-market offering, providing flexible access to capital.
Capital raise
NASDAQ
Siebert Financial Corp. files a Form 8-K to amend the auditor's consent related to its 2024 Annual Report on Form 10-K/A.
NASDAQ
Muriel Siebert & Co., LLC has entered into a $20 million revolving credit agreement with BMO Bank N.A. to finance NSCC deposit requirements and reserve account withdrawals.
NASDAQ
Siebert Financial Corp. held its annual shareholder meeting on November 1, 2024, where all director nominees were elected and the appointment of Crowe LLP as the independent auditor was ratified.

Quarterly Earnings (10-Q)

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NASDAQ
Siebert Financial Corp. reported a net loss for the second quarter of 2026, with revenues increasing to $31.2 million, driven by growth in its Financial Services segment, but offset by increased expenses and impairments.
Worse than expected
NASDAQ
Siebert Financial Corp. reported a significant drop in Q3 2025 net income and EPS despite revenue growth, driven by increased operating expenses and lower interest income.
Worse than expected
Capital raise
NASDAQ
Siebert Financial Corp. reported a net loss of $4.7 million in Q2 2025, primarily due to a significant loss on an equity investment, despite strategic expansions and revenue growth in certain segments.
Worse than expected
Capital raise
NASDAQ
Siebert Financial Corp. announces a significant increase in net income for Q1 2025, driven by a substantial rise in principal transactions and proprietary trading.
Better than expected
NASDAQ
Siebert Financial Corp. obtains a $20 million credit facility and reports a net income of $3.8 million for Q3 2024, alongside a 10% increase in retail customer net worth.
Better than expected
NASDAQ
Siebert Financial Corp. saw a significant increase in revenue and profitability in the second quarter of 2024, driven by higher trading volumes and interest income.
Better than expected
Delay expected

Annual Reports (10-K)

NASDAQ
Siebert Financial Corp. reported a significant decrease in net income to $5.1 million in 2025 from $13.3 million in 2024, despite a 12.3% increase in net revenues, driven by strategic expansions and technology investments.
Capital raise
Worse than expected
NASDAQ
Siebert Financial Corp. files an amendment to its 2024 annual report to include the report of its predecessor independent auditor, Baker Tilly US, LLP.
NASDAQ
Siebert Financial Corp. announces a significant increase in revenue and net income for 2024, driven by strong market conditions and strategic initiatives.
Better than expected
NASDAQ
Siebert Financial Corp. released its 2023 annual report, highlighting increased revenue and strategic changes amidst a complex financial landscape.
Better than expected
Delay expected
Capital raise

Insider Trading (Form 4)

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NASDAQ
Siebert Financial CEO John J. Gebbia reported a gift of 6,000 shares of common stock, reducing his indirect beneficial ownership.
NASDAQ
Gloria E. Gebbia, a director and 10% owner of Siebert Financial Corp., reported gifting 6,000 shares of common stock.
NASDAQ
Richard Gebbia, a member of SIEBERT FINANCIAL CORP's 10% owner group, filed a Form 4 detailing his beneficial ownership of common stock, including a recent group disposition.
NASDAQ
John M. Gebbia, a director and 10% owner of Siebert Financial Corp., reported a gift of 6,000 shares by a control group he is part of.
Worse than expected
NASDAQ
David Gebbia, a member of SIEBERT FINANCIAL CORP's 10% owner group, filed a Form 4 detailing his beneficial ownership and a minor control group share gift.
NASDAQ
Richard Gebbia, a member of Siebert Financial Corp.'s 10% owner group, filed a Form 4 detailing direct and indirect beneficial ownership adjustments, including family gifts and control group share clarifications.

Proxy Statements (Def-14A)

NASDAQ
Siebert Financial Corp. announces the availability of its proxy statement and annual report for the upcoming annual meeting.
NASDAQ
Siebert Financial Corp. announces its 2025 Annual Meeting to vote on director elections, an expanded equity incentive plan, executive compensation, and auditor ratification.
Better than expected
Capital raise
NASDAQ
Siebert Financial Corp. will hold its Annual Meeting of Shareholders on November 1, 2024, to elect directors and ratify the appointment of Crowe LLP as its independent registered public accounting firm.

Schedule 13D - Activist Investments

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NASDAQ
The Gebbia family group updated its beneficial ownership in Siebert Financial Corp., reporting gifts, transfers, and an adjustment for previously omitted warrant shares.
NASDAQ
The Gebbia family group filed an Amendment 29 to Schedule 13D, detailing internal transfers of Siebert Financial Corp. common stock among family members and trusts.
NASDAQ
The Gebbia family has restructured its beneficial ownership in Siebert Financial Corp. through internal share transfers, maintaining a collective 42% stake in the company.
NASDAQ
The Gebbia family has filed an Amendment No. 27 to their Schedule 13D, updating their beneficial ownership in Siebert Financial Corp. to reflect an internal transfer of shares from Kimberly Gebbia to Richard Gebbia.
NASDAQ
The Gebbia family, including Gloria E. Gebbia, has filed an Amendment 26 to Schedule 13D, disclosing a collective beneficial ownership of 42% of Siebert Financial Corp.'s common stock following a gift of shares among family members.
NASDAQ
The Gebbia family, including Director Gloria E. Gebbia, has filed an Amendment No. 25 to their Schedule 13D, updating their beneficial ownership in Siebert Financial Corp. following inter-family share gifts.