Saratoga Investment CORP

Market Movers (8-K)

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NYSE
Saratoga Investment Corp. has amended its credit agreement, increasing borrowing capacity and adjusting certain concentration limits.
NYSE
Saratoga Investment Corp. announced its fiscal second quarter 2027 financial results, reporting a 2.1% growth in Assets Under Management (AUM) but a notable decrease in Net Asset Value (NAV) per share.
Capital raise
Worse than expected
NYSE
Saratoga Investment Corp. announced the successful closing of an offering of $23,092,350 aggregate principal amount of its 8.00% Notes due 2031, with net proceeds intended for debt repayment.
Capital raise
NYSE
Saratoga Investment Corp. announced the results of its 2026 Annual Meeting of Stockholders, confirming the election of directors and ratification of its independent auditor.
NYSE
Saratoga Investment Corp. announced a planned transition for its Chief Financial Officer, Henri Steenkamp, who will step down for health reasons but remain involved in a consulting capacity and on the Board.
NYSE
Saratoga Investment Corp. has entered into an Eighteenth Supplemental Indenture to facilitate the issuance of $85 million in 8.00% Notes due 2031, with net proceeds intended for the redemption of existing 6.00% notes.
Capital raise

Quarterly Earnings (10-Q)

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NYSE
Saratoga Investment Corp. reported a net decrease in net assets of $6.9 million for the first quarter ended May 31, 2026, compared to a net increase of $13.9 million in the prior year period.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets for the third quarter and nine months ended November 30, 2025, despite a decrease in total investment income.
Capital raise
Better than expected
NYSE
Saratoga Investment Corp. reported a significant decrease in net investment income and a slight decline in net asset value per share for the quarter ended August 31, 2025, amidst a challenging interest rate environment.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reported a significant increase in net assets from operations and EPS for the first quarter ended May 31, 2025, driven by realized gains, despite a decrease in total investment income and net investment income.
Better than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets resulting from operations of $8.8 million for the quarter ended November 30, 2024, a decrease compared to the same period last year.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets resulting from operations of $19.9 million for the six months ended August 31, 2024, alongside a decrease in net asset value per share.
Worse than expected
Capital raise

Annual Reports (10-K)

NYSE
Saratoga Investment Corp.'s annual report reveals a decrease in net asset value per share alongside key financial details for the fiscal year ended February 28, 2025.
Worse than expected
NYSE
Saratoga Investment Corp. announces its fiscal year 2024 results, highlighting a complex financial landscape marked by strategic investments and operational adjustments.
Capital raise
Worse than expected

Insider Trading (Form 4)

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NYSE
Christian L Oberbeck, CEO and Director and a Director of Saratoga Investment Corp., purchased 30,000 shares of common stock on October 8, 2026.
NYSE
Christian L Oberbeck, CEO and Director and a Director of Saratoga Investment Corp., reported a transaction in 290 shares of common stock on September 9, 2026.
NYSE
Christian L Oberbeck, CEO and Director and a Director of Saratoga Investment Corp., reported a transaction in 280 shares of common stock on August 18, 2026.
NYSE
Christian L Oberbeck, CEO and Director and a Director of Saratoga Investment Corp., reported a transaction in 2,560 shares of common stock on July 22, 2026.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported a planned gift of 1,000 shares of common stock to a grandchild under a Rule 10b5-1 plan.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported gifting 1,000 shares of common stock to a grandchild.

Proxy Statements (Def-14A)

NYSE
Saratoga Investment Corp. has announced its 2026 Annual Meeting of Stockholders, scheduled for September 22, 2026, to elect directors and ratify its independent auditor.
NYSE
Saratoga Investment Corp. announces its 2025 Annual Meeting of Stockholders to be held on September 25, 2025, to elect directors and ratify the independent accounting firm.
NYSE
Saratoga Investment Corp. will hold its 2024 annual meeting of stockholders on September 26, 2024, to elect a director and transact other business.

Schedule 13G - Passive Investments

NYSE
Truist Financial Corporation has filed an amended Schedule 13G for Saratoga Investment Corp.'s Domestic Preferreds, disclosing 0% beneficial ownership as a remediation for a filing that should have been submitted in 2021 after the CUSIP was called.
Delay expected