Market Movers (8-K)
NYSE
RiverNorth Opportunities Fund, Inc. has successfully closed a $75 million private offering of Series B Mandatory Redeemable Preferred Shares, rated A1 by Moody's, to refinance debt and fund new investments.
Capital raise
NYSE
RiverNorth Opportunities Fund, Inc. has changed its fiscal year end from July 31 to June 30 to align with other funds in the RiverNorth complex, aiming to increase efficiencies and reduce operating costs.
Insider Trading (Form 4)
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David Swanson, a Director of Rivernorth Opportunities Fund, Inc., reported a transaction in 459 shares of common stock on September 24, 2026.
NYSE
RiverNorth Strategic Holdings, LLC reported changes in beneficial ownership of Rivernorth Opportunities Fund, Inc. common stock on September 24, 2026.
NYSE
Patrick W. Galley, President and a Director of Rivernorth Opportunities Fund, Inc., reported a transaction in 219,708 shares of common stock on September 24, 2026.
NYSE
Stephen Andrew O'Neill, Portfolio Manager of Rivernorth Opportunities Fund, Inc., reported a transaction in 10,000 shares of common stock on September 24, 2026.
NYSE
Stephen A. O'Neill, a Portfolio Manager for RIVERNORTH OPPORTUNITIES FUND, INC., acquired 15,000 common shares at $11.95 each through a rights offering.
Capital raise
NYSE
Jerry Raio, a Director of RiverNorth Opportunities Fund, Inc., acquired 3,834 common shares through a rights offering at $11.95 per share.
Capital raise
Proxy Statements (Def-14A)
NYSE
Multiple RiverNorth Funds have issued a joint proxy statement detailing the upcoming Annual Meeting of Stockholders on September 22, 2026, primarily for the election of Directors.
NYSE
RiverNorth/DoubleLine Strategic Opportunity Fund and seven other RiverNorth funds will hold a combined annual meeting on September 22, 2025, to elect directors.
Capital raise
NYSE
RiverNorth Funds, including RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., will hold a combined Annual Meeting of Stockholders on September 19, 2024, to elect directors.
Schedule 13G - Passive Investments
NYSE
Thrivent Financial for Lutherans has reported beneficial ownership of 740,000 shares, representing 24.7% of the Mandatory Redeemable Preferred Shares, Series B, of RiverNorth Opportunities Fund, Inc.
NYSE
Sit Investment Associates, Inc. and its subsidiary have disclosed a 10.5% beneficial ownership stake in RiverNorth Opportunities Fund, Inc. common stock.
NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have disclosed a beneficial ownership of 8.2% in RiverNorth Opportunities Fund, Inc., totaling 1,768,520 common shares, held in the ordinary course of business.