Ess Tech, INC

Market Movers (8-K)

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NYSE
ESS Tech announced its second quarter 2026 financial results, highlighting a substantial revenue decrease, increased operating expenses, and a net loss, while also revealing a non-binding letter of intent for a strategic business combination.
Capital raise
Worse than expected
NYSE
ESS Tech, Inc. received a notice from the NYSE to delist its Public Warrants due to abnormally low trading prices.
Worse than expected
NYSE
ESS Tech, Inc. announced the resignation of director Rich Hossfeld, with Raffi Garabedian appointed to the Audit Committee.
NYSE
ESS Tech, Inc. announced it received a notice from the NYSE for failing to meet minimum share price requirements, with an average closing price of $0.98.
NYSE
ESS Tech, Inc. successfully concluded its 2026 Annual Meeting of Stockholders, confirming director elections and executive compensation approvals.
NYSE
ESS Tech announced its first quarter 2026 financial results, highlighting progress in commercial opportunities, technology validation, and a strengthened liquidity position.
Worse than expected
Capital raise

Quarterly Earnings (10-Q)

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NYSE
ESS Tech, Inc. reported a dramatic 97% decrease in revenue for the three months ended June 30, 2026, alongside significant operating losses and a stark warning about its ability to continue as a going concern.
Capital raise
Worse than expected
NYSE
ESS Tech reported a significant 79% year-over-year revenue decline in Q1 2026, driven by the wind-down of existing contracts and a strategic pivot towards its Energy Base product.
Capital raise
Worse than expected
NYSE
ESS Tech, Inc. reported continued operating losses in Q3 2025, alongside a new COO appointment and significant capital raising activities to address liquidity concerns.
Worse than expected
Delay expected
Capital raise
NYSE
ESS Tech, a long-duration energy storage company, reported continued significant losses and expressed substantial doubt about its ability to continue as a going concern, despite efforts to reduce costs and secure new financing.
Worse than expected
Delay expected
Capital raise
NYSE
ESS Tech, Inc. reports a significant revenue decrease and net loss for Q1 2025, raising substantial doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NYSE
ESS Tech's Q3 2024 results show a decrease in revenue compared to the previous year, alongside a significant shift in accounting practices.
Worse than expected
Delay expected
Capital raise

Annual Reports (10-K)

NYSE
ESS Tech, a long-duration energy storage company, reported a significant revenue decline and substantial doubt about its ability to continue as a going concern, despite ongoing capital raises and cost-cutting measures.
Worse than expected
Capital raise
Delay expected
NYSE
ESS Tech, Inc.'s 10-K filing reveals a year of strategic shifts, financial challenges, and leadership changes as the company strives to commercialize its long-duration energy storage technology.
Worse than expected
Capital raise
Delay expected
NYSE
ESS Tech, Inc.'s 10-K filing details its capital structure, warrant terms, and operational strategies, highlighting its focus on long-duration energy storage.

Insider Trading (Form 4)

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NYSE
CEO Drew Buckley purchased 25,000 shares of ESS Tech, Inc. (GWH) common stock on the open market.
NYSE
ESS Tech, Inc. director Alexi Wellman was granted 13,513 restricted stock units as part of an equity compensation arrangement.
NYSE
Director Harry Quarls was granted 13,513 restricted stock units by ESS Tech, Inc. as part of his compensation.
NYSE
Director Sandeep Nijhawan acquired 13,513 restricted stock units in ESS Tech, Inc. as part of an equity compensation grant.
NYSE
Director Rich Hossfeld acquired 13,513 restricted stock units in ESS Tech, Inc. as part of a standard equity compensation grant.
NYSE
Director Raffi Garabedian acquired 13,513 restricted stock units in ESS Tech, Inc. as part of a standard equity compensation grant.

Proxy Statements (Def-14A)

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NYSE
ESS Tech, Inc. has issued its proxy statement for the 2026 Annual Meeting of Stockholders, detailing director elections, auditor ratification, and executive compensation votes.
NYSE
ESS Tech, Inc. has adjourned its 2025 Annual Meeting of Stockholders to October 13, 2025, after failing to achieve a quorum on the initial date.
Worse than expected
Delay expected
NYSE
ESS Tech, Inc. will hold its annual meeting on October 6, 2025, seeking shareholder approval for a director election, auditor ratification, and a significant equity issuance to fund operations and strategic pivot.
Capital raise
NYSE
ESS Tech is asking stockholders to approve a reverse stock split and a reduction in authorized shares to maintain its listing on the New York Stock Exchange.
NYSE
ESS Tech is asking stockholders to approve a reverse stock split and a reduction in authorized shares to maintain its listing on the New York Stock Exchange and potentially attract a broader range of investors.
NYSE
ESS Tech, Inc. has scheduled its 2024 Annual Meeting for May 17, 2024, and is providing notice of the availability of proxy materials for stockholders to review and vote on key proposals.

Schedule 13D - Activist Investments

NYSE
SoftBank Group Corp. and its subsidiaries have updated their Schedule 13D filing for ESS Tech, Inc., reflecting their 20.2% beneficial ownership after the company's 1-for-15 reverse stock split on August 23, 2024.

Schedule 13G - Passive Investments

NYSE
Ayrton Capital LLC, along with its associated entities, has disclosed an 8.14% ownership stake in ESS Tech, Inc., primarily through common stock and exercisable warrants.
NYSE
Ayrton Capital LLC, Alto Opportunity Master Fund, and Waqas Khatri have filed a Schedule 13G reporting a 9.99% beneficial ownership stake in ESS Tech, Inc. through warrant holdings.