Market Movers (8-K)
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Equus Total Return, Inc. reports on its Annual Meeting of Stockholders held on June 30, 2026, detailing the voting results for director nominees and executive compensation.
NYSE
Equus Total Return, Inc. has appointed PKF OConnor Davies, LLP as its new independent accountant, effective May 11, 2026.
NYSE
Equus Total Return, Inc. announced the resignation of its independent auditor, BDO USA, P.C., effective April 29, 2026, citing previously reported material weaknesses.
NYSE
Equus Total Return, Inc. reported a decrease in net asset value per share to $1.19 for the quarter ended December 31, 2025.
Worse than expected
NYSE
Equus Total Return, Inc. announced its net asset value per share decreased to $1.90 as of September 30, 2025, down from $2.51 at June 30, 2025, primarily due to a significant decline in its General Enterprise Ventures holdings.
Capital raise
Worse than expected
NYSE
Equus Total Return, Inc. announced a slight decrease in its net asset value per share for the second quarter of 2025, driven by a decline in its energy investment partially offset by gains in a fire suppression technology holding.
Capital raise
Worse than expected
Quarterly Earnings (10-Q)
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Equus Total Return reports a net increase in assets of $4.1 million for Q1 2026, driven by unrealized appreciation in its energy portfolio.
Delay expected
Capital raise
NYSE
Equus Total Return, Inc. reported a net asset value increase to $2.77 per share in Q1 2022, driven by significant unrealized appreciation in its sole energy investment, Equus Energy, LLC, despite ongoing strategic uncertainties.
Delay expected
Better than expected
Capital raise
NYSE
Equus Total Return, Inc. reports an increase in net asset value per share and a positive market return for the first half of 2022, driven by appreciation in its sole energy investment.
Better than expected
Capital raise
Delay expected
NYSE
Equus Total Return, Inc. reported a slight decrease in net asset value per share to $2.68 for Q3 2022, despite unrealized appreciation in its sole energy portfolio company, Equus Energy, LLC.
Worse than expected
Capital raise
NYSE
Equus Total Return, Inc. reported an increased net investment loss for Q1 2023 and a decrease in net asset value, while actively pursuing a strategic transformation into an operating company.
Delay expected
Worse than expected
Capital raise
NYSE
Equus Total Return, Inc. reports a significant increase in net asset value per share, driven by unrealized appreciation in a new energy investment, while pursuing a strategic transformation into an operating company.
Capital raise
Better than expected
Annual Reports (10-K)
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Equus Total Return, Inc. filed an amended 10-K to provide required Inline XBRL tagging, reporting a net investment loss of $3.7 million for 2025.
Worse than expected
Capital raise
NYSE
Equus Total Return, Inc. reports continued net investment losses and a significant market discount in 2022, while pursuing a strategic transformation from a Business Development Company.
Worse than expected
Delay expected
Capital raise
NYSE
Equus Total Return, Inc. filed an amended annual report to correct an XBRL tagging omission, revealing a significant increase in net unrealized appreciation for 2023 despite a net investment loss and ongoing strategic transformation efforts.
Capital raise
NYSE
Equus Total Return, Inc. files an amended annual report for 2024, detailing strategic shifts, portfolio performance, and a significant decline in net asset value amidst plans to transform into an operating company.
Capital raise
Worse than expected
NYSE
Equus Total Return, Inc.'s 2024 10-K filing reveals a strategic focus on transforming into an operating company amidst financial headwinds and a shift in investment approach.
Worse than expected
Capital raise
NYSE
Equus Total Return, Inc. reports a significant increase in net asset value per share to $3.55, while continuing to explore a transformation into an operating company.
Better than expected
Insider Trading (Form 4)
NYSE
Kenneth I. Denos, a Director and Secretary of EQUUS TOTAL RETURN, INC., acquired 66,841 shares of common stock at $2.51 per share through a restricted stock award.
NYSE
Equus Total Return CEO John A. Hardy acquired 133,682 shares of common stock at $2.51 per share, increasing his beneficial ownership.
Better than expected
NYSE
Kenneth I Denos, a Director and Secretary of EQUUS TOTAL RETURN, INC., acquired 250,000 shares of common stock through a restricted stock award.
Proxy Statements (Def-14A)
NYSE
Equus Total Return, Inc. has issued its definitive proxy statement for the 2026 Annual Meeting of Stockholders scheduled for June 30, 2026.
Worse than expected
NYSE
Equus Total Return is asking stockholders to vote on proposals including the election of directors, ratification of the auditor, executive compensation, authorization to issue shares below NAV, authorization to issue shares exceeding 19.99% of outstanding shares, and a reverse stock split.
Capital raise
NYSE
Equus Total Return, Inc. will hold its annual meeting on June 20, 2024, to elect directors, ratify the appointment of its independent registered public accountant, and approve executive compensation.