Market Movers (8-K)
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Capstone Holding Corp. announced robust second-quarter 2026 results, featuring a 67% revenue surge and positive Stone Business Adjusted EBITDA, while reaffirming full-year guidance.
Better than expected
NASDAQ
Capstone Holding Corp. announced that previously issued financial statements for periods in 2025 should no longer be relied upon due to errors in calculating weighted average shares outstanding.
NASDAQ
Capstone Holding Corp. has amended its senior secured convertible note, extending the maturity date of a previously issued note by one month.
Worse than expected
NASDAQ
Capstone Holding Corp. has received an additional 180-day extension from Nasdaq to regain compliance with the minimum bid price requirement.
NASDAQ
Capstone Holding Corp. has amended its Amended and Restated Common Stock Purchase Agreement with Tumim Stone Capital, LLC, adjusting valuation period end times and the VWAP Purchase Price calculation.
Capital raise
NASDAQ
Capstone Holding Corp. has amended and restated its $20 million common stock purchase agreement with Tumim Stone Capital, LLC to update VWAP purchase mechanics.
Capital raise
Quarterly Earnings (10-Q)
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Capstone Holding Corp. has amended its Q3 2025 report to restate prior financial figures related to share counts and net loss per share, while also disclosing material weaknesses in its internal financial reporting controls.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp. has amended its Q2 2025 report to restate weighted average share counts and net loss per share, citing errors in calculation and identifying material weaknesses in internal controls.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp. files an amendment to its Q1 2026 report, restating prior period net loss per share due to an error in calculating weighted average shares, while also disclosing material weaknesses in internal controls and ongoing Nasdaq listing concerns.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp. announced Q2 2026 results, showing increased net sales driven by acquisitions, but continued net losses and ongoing challenges with Nasdaq listing compliance.
Capital raise
Worse than expected
NASDAQ
Capstone Holding Corp. reports increased net sales driven by acquisitions, but faces challenges with Nasdaq compliance and covenant non-compliance.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp. reported a significant net loss in Q3 2025 despite increased sales, driven by acquisition expenses and debt extinguishment losses, while also addressing internal control weaknesses.
Delay expected
Worse than expected
Capital raise
Annual Reports (10-K)
NASDAQ
Capstone Holding Corp. filed an amendment to its 2024 Annual Report to correct inadvertent labeling errors in its financial statements.
Capital raise
NASDAQ
Capstone Holding Corp. has filed an amendment to its 2025 Annual Report to correct registration statement references in the auditor's consent.
NASDAQ
Capstone Holding Corp. outlines its long-term growth strategy focused on building products distribution and manufacturing, leveraging market conditions and strategic acquisitions.
Worse than expected
Capital raise
Insider Trading (Form 4)
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Fredric J Feldman, a Director of Capstone Holding Corp., reported multiple transactions in common stock on March 30, 2026.
NASDAQ
Kevin Allan Grotke, President & CEO of TotalStone of Capstone Holding Corp., received 515,495 shares of common stock on August 7, 2026.
NASDAQ
John M Holliman Iii, a Director of Capstone Holding Corp., reported multiple transactions in common stock on March 30, 2026.
NASDAQ
Elwood D Howse, a Director of Capstone Holding Corp., reported multiple transactions in common stock on March 30, 2026.
NASDAQ
Matthew E. Lipman, Chief Executive Officer, a Director and 10% owner of Capstone Holding Corp., received 1,094,648 shares of common stock on August 7, 2026.
NASDAQ
Edward Christopher Schultz, Chief Financial Officer of Capstone Holding Corp., received 310,310 shares of common stock on August 7, 2026.
Proxy Statements (Def-14A)
NASDAQ
Capstone Holding Corp. is holding its 2026 Annual Meeting of Stockholders on June 18, 2026, to elect directors, ratify auditors, and approve a reverse stock split and an amendment to its stock incentive plan.
NASDAQ
Capstone Holding Corp. announced its 2025 Annual Shareholder Meeting for November 18, 2025, to address director elections, auditor ratification, reincorporation to Nevada, a new stock incentive plan, executive compensation, and potential payments to Nectarine Management LLC.
NASDAQ
Capstone Holding Corp. is seeking shareholder approval for a re-domicile to Nevada, a new 2025 Stock Incentive Plan, and future payments to Nectarine Management LLC at its upcoming Annual Meeting.
Capital raise
NASDAQ
Capstone Holding Corp. announces shareholder approval for a $20 million equity line of credit with Tumim Stone Capital and up to $10.9 million in senior secured convertible notes with 3i, LP.
Capital raise
New Public Companies (S-1)
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Capstone Holding Corp. has filed a registration statement on Form S-1 for the resale of up to 3,000,000 shares of its common stock by a selling stockholder.
Capital raise
NASDAQ
Capstone Holding Corp. has filed an S-1 registration statement for the resale of up to 4,407,334 shares of common stock by selling stockholder 3i, LP.
Capital raise
NASDAQ
Capstone Holding Corp. filed an S-1 registration statement for the resale of 4,306,664 shares of common stock by a selling stockholder, 3i, LP, following a convertible note conversion.
Capital raise
NASDAQ
Capstone Holding Corp. filed an S-1 registration statement for the resale of over 4 million common shares by a selling stockholder, stemming from a recent convertible note financing.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp., a building products distributor, has filed an amended S-1 registration statement for the potential resale of over 5.19 million shares by a selling stockholder, signaling a strategic equity line financing of up to $20 million to fuel its growth initiatives despite significant shareholder dilution.
Worse than expected
Capital raise
NASDAQ
Capstone Holding Corp. has filed an S-1 registration statement for the resale of up to 5,190,251 shares of common stock by Tumim Stone Capital, LLC, stemming from a new equity line of credit that could provide the company with up to $20 million in gross proceeds for working capital and general corporate purposes.
Capital raise
Schedule 13G - Passive Investments
NASDAQ
Multiple entities and an individual have jointly filed a Schedule 13G, reporting beneficial ownership of Capstone Holding Corp. common stock.