Market Movers (8-K)
NASDAQ
ArrowMark Financial Corp. announced the retirement of CFO Patrick Farrell and the resignation of President Dana Staggs, appointing Katherine Jones as the new CFO.
NASDAQ
ArrowMark Financial Corp. has commenced a transferable rights offering, allowing shareholders to subscribe for up to 2,604,156 new common shares at a formula-based price.
Capital raise
NASDAQ
ArrowMark Financial Corp. announced a $15 million direct public offering of common stock at a price above its Net Asset Value, benefiting existing shareholders.
Better than expected
Capital raise
NASDAQ
ArrowMark Financial Corp. announced an at-the-market equity offering program to sell up to $25 million of common stock.
Capital raise
NASDAQ
ArrowMark Financial Corp. received a notification from Nasdaq regarding non-compliance with audit committee composition requirements following the passing of an independent director.
Insider Trading (Form 4)
See all →NASDAQ
ArrowMark Financial Corp. director Melissa Marano Thompson acquired 1,500 shares of common stock at $18.765 per share through a pre-arranged trading plan.
NASDAQ
Dana Staggs, President of ArrowMark Financial Corp., reports the purchase of 149 shares of common stock at an average price of $18.37.
NASDAQ
John Scott Emrich, a director at ArrowMark Financial Corp., sold 1,000 shares of common stock at an average price of $21.01 on March 31, 2025.
NASDAQ
Patrick Joseph Farrell, CFO of ArrowMark Financial Corp., recently purchased 1,150 shares of common stock at $21.04 per share, increasing his total holdings to 7,209 shares.
NASDAQ
Patrick Joseph Farrell, CFO of ArrowMark Financial Corp., recently purchased 1,000 shares of common stock, increasing his holdings in the company.
NASDAQ
John Scott Emrich, a director at ArrowMark Financial Corp., sold 500 shares of common stock at $21.20 per share on February 19, 2025.
Proxy Statements (Def-14A)
NASDAQ
ArrowMark Financial Corp. has issued its proxy statement for the 2026 Annual Meeting of Stockholders, scheduled for June 15, 2026, to elect two Class I Directors.
NASDAQ
ArrowMark Financial Corp. will hold its 2025 Annual Meeting of Stockholders virtually on June 11, 2025, to elect two Class III Directors and transact other business.
NASDAQ
ArrowMark Financial Corp. will hold its 2024 Annual Meeting of Stockholders virtually on June 14, 2024, to elect one Class II Director and transact other business.
Schedule 13G - Passive Investments
NASDAQ
ArrowMark Colorado Holdings, LLC reports a 9.14% stake in ArrowMark Financial Corp. as of March 31, 2026.
NASDAQ
ArrowMark Colorado Holdings, LLC has reported a 10.35% beneficial ownership stake in ArrowMark Financial Corp. as an investment adviser.