Aethlon Medical INC

Market Movers (8-K)

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NASDAQ
Aethlon Medical, Inc. announced a 1-for-5 reverse stock split to manage dilution and maintain Nasdaq compliance, effective July 31, 2026.
NASDAQ
Aethlon Medical has filed an amendment to its prospectus supplement, allowing for the sale of up to $542,716 in common stock under an existing at-the-market agreement.
Capital raise
NASDAQ
Aethlon Medical, Inc. announced that all previously outstanding pre-funded warrants have been exercised, resulting in 1,569,110 shares of common stock outstanding.
Capital raise
NASDAQ
Aethlon Medical, Inc. stockholders approved a significant increase in authorized common stock and expanded its equity incentive plan at the Annual Meeting on February 19, 2026.
Capital raise
NASDAQ
Aethlon Medical, Inc. announced its fiscal third quarter 2026 financial results, highlighting continued clinical and research program advancements alongside year-to-date cost efficiencies.
Capital raise
Worse than expected
NASDAQ
Aethlon Medical, Inc. amended agreements with an institutional investor, removing the shareholder approval requirement for pre-funded warrants, making them immediately exercisable.
Capital raise

Quarterly Earnings (10-Q)

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NASDAQ
Aethlon Medical's Q1 2026 Form 10-Q filing details ongoing clinical development for its Hemopurifier, continued net losses, and a recent capital raise.
Worse than expected
Capital raise
NASDAQ
Aethlon Medical, Inc. reported its Q3 2026 financial results, highlighting progress in its Australian oncology trial and a recent capital raise, while facing ongoing liquidity concerns.
Delay expected
Capital raise
NASDAQ
Aethlon Medical reported reduced net losses and advanced its Hemopurifier oncology trial in Australia, while addressing Nasdaq listing compliance and acknowledging ongoing capital needs.
Delay expected
Capital raise
NASDAQ
Aethlon Medical, a clinical-stage medical device company, reported a significant cash reduction and issued a going concern warning, despite progress in its Australian oncology trial.
Delay expected
Worse than expected
Capital raise
NASDAQ
Aethlon Medical's Q3 2025 report details ongoing clinical trials for the Hemopurifier, recent equity transactions, and financial results, while acknowledging the need for additional funding.
Worse than expected
Delay expected
Capital raise
NASDAQ
Aethlon Medical reports a net loss of $5.37 million for the six months ended September 30, 2024, while advancing clinical trials for its Hemopurifier device.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
Aethlon Medical reports progress in its Australian oncology clinical trial while highlighting ongoing going concern risks.
Delay expected
Capital raise
NASDAQ
Aethlon Medical, a clinical-stage medical therapeutic company, reported significant operating losses for fiscal year 2025, with auditors raising substantial doubt about its ability to continue as a going concern, despite progress in its Hemopurifier clinical trials and recent capital raises.
Delay expected
Worse than expected
Capital raise
NASDAQ
Aethlon Medical files an amendment to its annual report to include previously omitted information regarding directors, executive compensation, and corporate governance.
NASDAQ
Aethlon Medical's annual report details ongoing efforts in developing the Hemopurifier for cancer and viral infections, while navigating financial challenges and regulatory hurdles.
Worse than expected
Delay expected
Capital raise

Insider Trading (Form 4)

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NASDAQ
Director Chetan Shah reported a forfeiture of 2,182 shares of common stock in Aethelon Medical Inc. to cover tax withholdings related to the conversion of restricted stock units.
NASDAQ
Director Nicolas Gikakis reported a transaction involving the forfeiture of 2,182 shares of common stock to cover tax withholdings related to the conversion of restricted stock units.
NASDAQ
Aethelon Medical Inc. director Edward G. Broenniman reported a transaction involving the forfeiture of 1,091 shares of common stock to cover tax withholdings.
NASDAQ
Director Angela Rossetti was granted 21,815 restricted stock units in Aethlon Medical, vesting quarterly through March 2027.
NASDAQ
Director Chetan Shah was granted 21,815 restricted stock units in Aethlon Medical, vesting quarterly through March 2027.
NASDAQ
Director Edward G. Broenniman acquired 21,815 shares of Aethlon Medical common stock via restricted stock units.

Proxy Statements (Def-14A)

NASDAQ
Aethlon Medical, Inc. announced amendments to its Pre-Funded Warrants, making them immediately exercisable, while still seeking shareholder approval for Nasdaq compliance.
Capital raise
NASDAQ
Aethlon Medical reports positive safety data and exploratory findings from its Australian oncology trial, advancing to the second cohort, while seeking shareholder approval for significant share authorization increases and warrant exercises to fund ongoing operations.
Better than expected
Capital raise
NASDAQ
Aethlon Medical is holding a special meeting to seek stockholder approval for a reverse stock split and the issuance of shares related to inducement warrants.
Capital raise
NASDAQ
Aethlon Medical is holding its annual shareholder meeting on September 27, 2024, to vote on director elections, auditor ratification, an equity incentive plan amendment, executive compensation, and meeting adjournment if needed.
NASDAQ
Aethlon Medical is holding its annual stockholder meeting on September 27, 2024, to vote on director elections, auditor ratification, an equity incentive plan amendment, executive compensation, and meeting adjournment.

New Public Companies (S-1)

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NASDAQ
Aethlon Medical, Inc. has filed Amendment No. 2 to its Form S-1 Registration Statement, primarily to include an updated consent from its independent registered public accounting firm.
Capital raise
NASDAQ
Aethlon Medical, Inc. has filed an S-1/A registration statement detailing a proposed offering of common stock and warrants, aiming to raise capital for general corporate purposes.
Capital raise
NASDAQ
Aethlon Medical, Inc. filed an S-1 registration statement for the resale of up to 2,031,024 shares of common stock underlying various warrants, primarily from a December 2025 private placement.
Worse than expected
Capital raise
Delay expected
NASDAQ
Aethlon Medical, Inc. filed an S-1/A registration statement for a best-efforts public offering of common stock and warrants to raise capital, while disclosing substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
NASDAQ
Aethlon Medical, a clinical-stage medical device company, is seeking to raise capital through a best-efforts public offering of common stock and warrants to fund operations, despite significant historical losses and substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
NASDAQ
Aethlon Medical launches a best-efforts offering of common stock and warrants to fund research, clinical trials, and general corporate activities.
Worse than expected
Delay expected
Capital raise

Schedule 13G - Passive Investments

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NASDAQ
A Schedule 13G filing reveals passive ownership of Aethelon Medical Inc. common stock by Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC.
NASDAQ
Armistice Capital, LLC and Steven Boyd have jointly reported a beneficial ownership of 4.99% of Aethlon Medical, Inc.'s common stock as of March 31, 2026.
NASDAQ
Armistice Capital, LLC and Steven Boyd have reported a beneficial ownership of 4.99% in Aethlon Medical Inc., a reduction that places their stake below the 5% threshold.
Worse than expected
NASDAQ
Ikarian Capital, LLC and Neil Shahrestani have reported a 2.0% beneficial ownership stake in Aethlon Medical, Inc., totaling 15,366 shares.
NASDAQ
Alumni Capital LP and its affiliates have reported a 9.58% beneficial ownership stake in Aethlon Medical Inc., primarily through a Securities Purchase Agreement and warrants.
Capital raise
NASDAQ
Intracoastal Capital LLC, along with Mitchell P. Kopin and Daniel B. Asher, reported a 7.7% beneficial ownership stake in Aethlon Medical, Inc. as of September 10, 2025.
Capital raise