Latest S-1 registration statements
NASDAQ
MBIO
Mustang Bio, INCMustang Bio announces a proposed offering of common stock and warrants, or pre-funded warrants and warrants, aiming to raise capital for pipeline development and general corporate purposes.
NASDAQ
Contineum Therapeutics, a clinical-stage biopharmaceutical company, has filed for an initial public offering to further its development of oral small molecule therapies for neuroscience, inflammation, and immunology indications.
Applied DNA Sciences has filed an amendment to its S-1 registration statement to allow selling stockholders to resell up to 11,288,122 shares of common stock underlying common warrants.
NASDAQ
SNGX
Soligenix, INCSoligenix, a late-stage biopharmaceutical company, plans to raise up to $10 million through a public offering of common stock and warrants to fund research, development, and commercialization activities.
NASDAQ
FibroBiologics files an amendment to its registration statement for the resale of common stock and warrants issued to GEM Global Yield LLC SCS and GEM Yield Bahamas Limited.
NYSE
RDDT
Reddit, INCReddit files an amended S-1/A form detailing changes to its bylaws, including stockholder meeting procedures, director nominations, and indemnification policies, as it prepares for its initial public offering.
AMEX
CleanCore Solutions, Inc. has filed an amendment to its registration statement for an initial public offering of its Class B common stock, aiming to list on NYSE American under the symbol 'ZONE'.
OTC.Pink
Nascent Biotech is seeking to raise capital through a share offering to fund Phase 2 clinical trials for its cancer drug, Pritumumab, and cover general administrative expenses.
NASDAQ
S-1: Palatin Technologies Files for Resale of Up to 1.92 Million Shares Following February Financing
Palatin Technologies is registering for the resale of up to 1,923,078 shares of common stock by selling stockholders, primarily related to warrants issued in connection with a February 2024 financing.
NASDAQ
Spyre Therapeutics has filed a registration statement for the resale of 12 million shares of common stock by selling stockholders, following a recent private placement that raised $180 million.
NYSE
GE Vernova takes a step closer to becoming an independent company by filing a registration statement for its spin-off from General Electric, including an offering of common stock to participants in the GE Vernova Retirement Savings Plan.
NYSE
PACS
Pacs Group, INCPACS Group, a leading post-acute healthcare company, has filed an S-1 registration statement for an initial public offering (IPO) of its common stock.
NASDAQ
NUWE
Nuwellis, INCNuwellis, Inc. aims to raise approximately $4.3 million through a public offering of common stock and warrants to fund working capital and commercialization efforts.
OTC.Pink
Bio-Path Holdings files an amendment to its Form S-1 registration statement primarily to include an exhibit related to legal opinion on the securities being registered.
KDLY
Kindly Md, INCKindly MD, Inc. updates its S-1 registration statement, including audited financials for 2023, as it seeks an initial public offering and Nasdaq listing.
NASDAQ
Lexaria Bioscience Corp. has filed a registration statement for the resale of up to 1,612,989 shares of its common stock by selling stockholders, which are issuable upon the exercise of outstanding warrants.
ECD Automotive Design files an amendment to its S-1 registration statement for a secondary offering involving common stock, warrants, and underlying shares.
NYSE ARCA
Grayscale Investments seeks SEC approval for a new Bitcoin Mini Trust (BTC) via a spin-off from its existing Grayscale Bitcoin Trust (GBTC).
OQB
Maitong Sunshine Cultural Development Co., Limited, a Nevada holding company with Chinese operations, has filed Amendment No. 3 to its Form S-1 registration statement for an initial public offering.
Applied DNA Sciences has filed a registration statement for the resale of up to 11,288,122 shares of common stock underlying outstanding warrants.
OQB
EWSB Bancorp, the proposed holding company for East Wisconsin Savings Bank, has filed an S-1 registration statement for a mutual-to-stock conversion, seeking to raise up to $11.6 million through a common stock offering.
OQB
Reticulate Micro, a technology company focused on video compression, is seeking to raise capital through an initial public offering to list its Class A Common Stock on the NYSE American.
NYSE
RDDT
Reddit, INCReddit, Inc. files an S-1/A form detailing share ownership and transfer procedures in anticipation of its upcoming IPO.
NASDAQ
BFRI
Biofrontera INCBiofrontera Inc. has filed a registration statement for the resale of up to 9,310,678 shares of common stock by selling stockholders after a recent private placement.
NASDAQ
RF Acquisition Corp II, a Cayman Islands-based blank check company, has filed an S-1 registration statement for a $100 million initial public offering, with plans to target businesses in Asia's deep technology sector.
NASDAQ
Serve Robotics, a spin-off from Uber, has filed an S-1 registration statement for an IPO, seeking to transform last-mile delivery with its AI-powered robotic platform.
NASDAQ
IB Acquisition Corp., a blank check company, has filed an amendment to its S-1 registration statement for a $100 million initial public offering, aiming to pursue acquisitions in fintech, healthcare, consumer goods and other sectors.
OTC.Pink
Bio-Path Holdings, Inc. plans to offer up to 1,152,073 shares of common stock, pre-funded warrants, and common warrants to purchase up to 2,304,146 shares of common stock.
NASDAQ
Black Hawk Acquisition Corporation files an amendment to its S-1 registration statement, primarily consisting of exhibits and updated consents.
OQB
Mag Mile Capital, Inc. files an amendment to its Form S-1 registration statement for the resale of 10,340,000 shares of common stock by selling stockholders.