Latest Schedule 13D activist filings
NASDAQ
SR One Capital Management and affiliated entities have amended their Schedule 13D filing to reflect a decrease in their beneficial ownership percentage of Zenas BioPharma, Inc. common stock.
NASDAQ
Royalty Pharma plc files an amendment to its Schedule 13D, updating beneficial ownership details for Pablo Legorreta and Legorreta Investments, LLC, reflecting changes in outstanding shares.
NYSE
Jonathan Rothberg and affiliated entities have established a Rule 10b5-1 trading plan to sell up to 8,413,277 shares of Butterfly Network (BFLY) Class A and Class B common stock.
NYSE
NPWR
Net Power INCNET Power Inc. reports an amendment to its Schedule 13D, detailing changes in beneficial ownership, including the cessation of 8RCH, LLC as a reporting person and a sale of shares by NPEH, LLC.
NASDAQ
CART
Maplebear INCSCHEDULE: Sequoia Capital Adjusts Maplebear Stake
Sequoia Capital entities have updated their beneficial ownership of Maplebear Inc. common stock, reflecting an in-kind distribution of shares.
NASDAQ
KKR entities have completed the sale of 5 million shares of BridgeBio Pharma, Inc. common stock, reducing their beneficial ownership to below 5% and marking an exit filing.
NASDAQ
HWH International Inc. announces a significant change in control following a substantial acquisition of shares and warrants by Smart Dynamics Technology Limited, led by Liu Ming Hui.
NASDAQ
TALK
Talkspace, INCTalkspace, Inc. has completed its merger with Universal Health Services, Inc., with shareholders receiving $5.25 per share in cash, and the company's stock will be delisted from Nasdaq.
NASDAQ
TALK
Talkspace, INCTalkspace, Inc. has completed its merger with Universal Health Services, Inc., resulting in the conversion of common stock to $5.25 cash per share and the resignation of reporting persons.
NASDAQ
FEMY
Femasys INCSCHEDULE: Nantahala Capital Boosts Femasys Stake
Nantahala Capital Partners Limited Partnership and affiliated entities have acquired a significant stake in Femasys Inc., securing board representation and certain governance rights.
OQB
Jakhongir Abidovich Artikkhodjaev and TEG LLC report a significant transfer of StageWise Strategies Corp. common stock, consolidating beneficial ownership.
NASDAQ
Kotarba Partners Fund I, LP has acquired a 20.98% stake in Jewett-Cameron Trading Company Ltd and its managing member, Scott Kotarba, has joined the board.
NYSE
Diana Shipping Inc. has withdrawn its proposal to acquire Genco Shipping & Trading Limited, citing the Genco Board's 'outrageous demands' and misalignment with shareholder interests.
NYSE
Diana Shipping Inc. has withdrawn its proposal to acquire Genco Shipping & Trading Limited, citing the Genco Board's 'outrageous demands' and misalignment with shareholder interests.
NASDAQ
Vishal Garg has initiated a move to remove several directors from Better Home & Finance Holding Co.'s board, citing a need for changes in leadership and composition.
NASDAQ
ALMS
Alumis INCForesite Capital entities and James B. Tananbaum have collectively reported beneficial ownership of 14.5% of Latigo Biotherapeutics, Inc. common stock following the company's IPO.
NASDAQ
TDIC
Dreamland LTDSCHEDULE: Executive Boosts Dreamland Ltd Stake
Seto Wai Yue, CEO of Dreamland Ltd, has increased their beneficial ownership to 32.99% through recent share purchases, signaling continued investment in the company.
NASDAQ
POWW
Ammo, INCSteven F. Urvan, GDI Air III LLC, and UFO LLC have filed an amendment to Schedule 13D detailing their beneficial ownership and control over Outdoor Holding Company shares.
NASDAQ
Activist investors are in discussions with Better Home & Finance Holding Co. regarding board composition and CEO leadership.
NYSE
MANE
Veradermics, INCSCHEDULE: SR One Entities Adjust Veradermics Stake
SR One Capital Management and affiliated entities have filed an amendment to their Schedule 13D, reporting a sale of Veradermics, Inc. common stock and adjusting their beneficial ownership.
NASDAQ
GMS Ventures and Investments, along with Ghiath M. Sukhtian, have updated their Schedule 13D filing to reflect their beneficial ownership in Outlook Therapeutics, Inc. following a recent public offering.
NASDAQ
NNBR
Nn INCSCHEDULE: Legion Partners Sells NN Inc. Shares
Legion Partners entities have sold a significant number of NN Inc. common shares, reducing their aggregate beneficial ownership below 5%.
NASDAQ
An amendment to a Schedule 13D filing reveals substantial stock sales by 3i, LP and Tumim Stone Capital, LLC, significantly reducing their beneficial ownership in Valion Bio, Inc.
QVCD
Qvc INCGoldenTree Asset Management LP, through its affiliates, has disclosed a beneficial ownership of 17.1% of QVC Group, Inc.'s common stock following the company's emergence from Chapter 11 bankruptcy.
AMEX
Henry Posner III has filed an amendment to his Schedule 13D, updating his beneficial ownership of Power REIT's common stock to 34,000 shares (9.3%) following a one-for-ten reverse stock split.
NYSE
A group led by Sam Levinson has disclosed an increased beneficial ownership stake in Clipper Realty Inc., now holding approximately 40.9% of the common stock.
WJ Management Company Limited, wholly owned by Dejun Yu, has disposed of a substantial portion of its Class A Ordinary Shares in Maase Inc., reducing its beneficial ownership to 14.57%.
SCHEDULE: Maase Inc. Shareholder Sells Large Stake
Golden Brighter Limited, a major shareholder in Maase Inc., has disposed of over 18.6 million Class A ordinary shares.
NASDAQ
BioNexus Gene Lab Corp. CEO Su-Leng Tan Lee received a stock-based award of 338,709 shares as compensation for services, increasing beneficial ownership to 11.5%.
NASDAQ
Perceptive Advisors LLC and its affiliates have disclosed a beneficial ownership of 11.2% of Solid Biosciences Inc. common stock, holding over 12 million shares and pre-funded warrants.