Latest Schedule 13D activist filings
OTC.Pink
FRZT
Freeze Tag, INCA group of Series C Preferred Stockholders, holding 65.92% of voting power, has removed CEO Craig Holland and CFO Mick Donahoo from Freeze Tag's Board of Directors via written consent.
NYSE
Kawa Capital Management, Inc. has increased its proposal to acquire all outstanding common shares of Orion Properties Inc. to $2.75 per share, following a prior rejection of its initial offer.
NYSE
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC have increased their beneficial ownership in Putnam Premier Income Trust to 27.0% of outstanding shares, reflecting significant buying activity over the past 60 days.
NYSE
Silver Lake Group and its affiliates have reduced their beneficial ownership in Dell Technologies Inc. Class C Common Stock through recent sales and distributions, now holding approximately 8.7% of total common stock.
NYSE
NPWR
Net Power INCA key reporting entity, Tillandsia, Inc., has sold 2.5 million shares of Class A Common Stock in NET Power Inc. through a block trade, reducing its beneficial ownership.
Riverstyx Fund, L.P., a significant shareholder in Charles & Colvard Ltd., has filed a lawsuit to compel the company to hold its annual shareholder meeting, citing a deprivation of fundamental shareholder rights.
NASDAQ
Riot Platforms, Inc. has filed an Amendment No. 19 to its Schedule 13D, disclosing a reduction in its beneficial ownership of Bitfarms Ltd. common shares to 9.8% following recent open market sales.
BITF
Bitfarms LTDRiot Platforms, Inc. has filed an Amendment No. 19 to its Schedule 13D, disclosing a reduction in its beneficial ownership of Bitfarms Ltd. common shares to 9.8% following recent open market sales.
NYSE
MFS High Yield Municipal Trust and activist investor Bulldog Investors have amended their standstill agreement, extending its term until December 31, 2025, and establishing conditions for a potential liquidity event based on the fund's trading discount.
OID
Valleypark Road, LLC has acquired a significant beneficial ownership stake, totaling 85.9% of Class A ordinary shares, in Piermont Valley Acquisition Corp through a purchase agreement with Vikasati Partners, LLC.
NASDAQ
John C. Malone, Chairman of Liberty Broadband Corporation, has updated his beneficial ownership in the company, reflecting a significant exchange of Series B Common Stock for Series C Common Stock.
NASDAQ
John C. Malone, Chairman of Liberty Broadband Corporation, filed an Amendment No. 10 to his Schedule 13D, updating his beneficial ownership and voting power in the company following a significant Series B to Series C common stock exchange.
NASDAQ
GLIBA
Gci Liberty, INCJohn C. Malone has reported beneficial ownership of 93.9% of GCI Liberty's Series B Common Stock following the spin-off from Liberty Broadband, while agreeing to limit his aggregate voting power to 49.99%.
NASDAQ
GLIBA
Gci Liberty, INCSCHEDULE: John C. Malone Discloses Significant Stake in GCI Liberty Post-Spin-Off, Details Voting Agreement
John C. Malone, Chairman of GCI Liberty, Inc., has disclosed a 6.8% beneficial ownership in the company's Series A Common Stock following its spin-off from Liberty Broadband, alongside a voting agreement limiting his aggregate voting power to 49.99%.
Digital Knight Finance S.a r.l., controlled by newly appointed director Clive Ng, has acquired a 15% beneficial ownership stake in OpenLocker Holdings, Inc. through recent stock purchases.
NASDAQ
ONCO
Onconetix, INCAltos Venture AG significantly increased its beneficial ownership in Onconetix, Inc. to 35.8% of outstanding common stock after receiving 241,514 additional shares under a 'make-whole' provision.
EYEN
Eyenovia, INCHyunsu Jung, Chief Investment Officer and Director of Hyperion DeFi, Inc., has disclosed a 9.3% beneficial ownership stake in the company, acquired as an employment inducement, with potential for an additional 1,000,000 shares tied to significant market capitalization milestones.
NASDAQ
Vladimir and Angelica Galkin have significantly increased their beneficial ownership in Newegg Commerce, Inc., now holding 2,555,555 common shares, representing 13.1% of the company's outstanding stock.
NYSE
SCHEDULE: Karpus Management Reports 16.50% Ownership in Angel Oak Financial Strategies Income Term Trust
Karpus Management, Inc. has filed a Schedule 13D disclosing beneficial ownership of 5,513,520.11 common shares, representing 16.50% of Angel Oak Financial Strategies Income Term Trust.
NASDAQ
SCHEDULE: Gilead Sciences' Option to Increase Stake in Arcus Biosciences Expires, Maintaining 29.7% Ownership
Gilead Sciences, Inc.'s option to acquire additional shares in Arcus Biosciences, Inc., potentially increasing its stake to 35%, expired on July 13, 2025, leaving its beneficial ownership at 29.7%.
NYSE
SCHEDULE: Gilead Sciences' Option to Increase Stake in Arcus Biosciences Expires, Maintaining 29.7% Ownership
Gilead Sciences, Inc.'s option to acquire additional shares in Arcus Biosciences, Inc., potentially increasing its stake to 35%, expired on July 13, 2025, leaving its beneficial ownership at 29.7%.
NASDAQ
Abel Avellan's beneficial ownership percentage in AST SpaceMobile, Inc. decreased to 23.0% due to an increase in the total outstanding Class A Common Stock from recent offerings, not from any sale of his shares.
NASDAQ
SCHEDULE: Major Shareholder Edgar R. Smith III Significantly Increases Stake in First Guaranty Bancshares
Edgar R. Smith III and affiliated entities have substantially increased their beneficial ownership in First Guaranty Bancshares, Inc. to 31.88% through a private placement and debt-for-equity exchange.
NASDAQ
Oportun Financial Corp has entered into a cooperation agreement with activist investor Findell Capital, leading to the appointment of Warren Wilcox to its Board of Directors and the withdrawal of Findell's prior nominations.
NYSE
MOZAYYX UGP, LLC has disclosed a 9.99% beneficial ownership stake in Bitmine Immersion Technologies, Inc., comprising direct share purchases and strategic advisor warrants aimed at expanding the Issuer's digital asset operations.
NASDAQ
QTRX
Quanterix CORPSCHEDULE: Activist Investor Kent Lake Reduces Quanterix Stake to 4.5% While Resubmitting Board Nominations
Activist investor Kent Lake Partners LP has reduced its beneficial ownership in Quanterix Corp to 4.5% through recent share sales, while simultaneously re-nominating three individuals for election to the Board of Directors at the rescheduled 2025 annual meeting.
SCHEDULE: Jakota Capital AG Updates OpenLocker Holdings Stake, Signals Board and Management Overhaul
Jakota Capital AG and its ultimate beneficial owner, Ricardo da Silva Oliveira, have updated their beneficial ownership in OpenLocker Holdings, Inc. to 22.65% and confirmed plans to reconstitute the company's Board of Directors and effect management resignations.
NYSE
Zimmer Biomet Holdings, Inc. and its subsidiary, Honey Badger Merger Sub, Inc., have entered into a definitive agreement to acquire Monogram Technologies Inc. for a combination of cash and contingent value rights, valuing common stock at up to $16.41 per share.
NASDAQ
Zimmer Biomet Holdings, Inc. and its subsidiary, Honey Badger Merger Sub, Inc., have entered into a definitive agreement to acquire Monogram Technologies Inc. for a combination of cash and contingent value rights, valuing common stock at up to $16.41 per share.
OID
Vikasati Partners LLC, a major shareholder in Piermont Valley Acquisition Corp, has transferred a substantial portion of its Class A and Class B ordinary shares to Valleypark Road, LLC, a new sponsor, alongside the cancellation of private placement warrants.