Latest Schedule 13D activist filings

Diana Shipping Inc. has filed an amended Schedule 13D, disclosing a decrease in its beneficial ownership of OceanPal Inc. common stock to 20.24% due to an increase in OceanPal's outstanding shares and a change in preferred stock conversion price.

Yubo International Biotech Limited converted $2.53 million in debt owed to its beneficial owners into 50.6 million Class A Common Stock shares, increasing Chinaone Technology Limited's beneficial ownership to 15.1%.

Flydragon International Ltd and its controlling person, Jun Wang, significantly increased their beneficial ownership in Yubo International Biotech Limited to 48.1% through a private placement that converted company debt into equity.

Biofrontera AG and related entities updated their beneficial ownership in Biofrontera Inc. following a new agreement for U.S. rights to Ameluz and RhodoLED, involving a royalty structure and the issuance of convertible preferred stock.

Bravemorning Limited and Weike Sun have acquired preferred stock and warrants in Tron Inc., giving them beneficial ownership of 95.93% of the common stock and leading to significant board changes.

OCONNOR, a distinct business unit of UBS Asset Management Americas (LLC), has disclosed a 4.9% beneficial ownership stake in Electra Battery Materials Corp, primarily for investment purposes.

Cango Inc. announced a significant change in its ownership structure and corporate governance following the sale of Class B shares to Enduring Wealth Capital Limited and the termination of a key voting agreement.

Cango Inc.'s co-founder Mr. Xiaojun Zhang and Mr. Jiayuan Lin have significantly reduced their collective voting power below 50% through a sale of Class B ordinary shares to Enduring Wealth Capital Limited and a voluntary conversion of remaining Class B shares to Class A.

A recent SEC filing reveals a decrease in the beneficial ownership percentage of OceanPal Inc.'s common stock held by Eleftherios Papatrifon, a director and executive committee member, due to an increase in outstanding shares and changes in preferred stock conversion prices.

Semiramis Paliou and affiliated entities have reported a decrease in their beneficial ownership of OceanPal Inc. common stock to 34.34%, primarily due to an increase in outstanding shares and changes in preferred stock conversion prices.

Abra Marinvest Inc. and Ioannis Zafirakis have filed an Amendment No. 17 to their Schedule 13D, reporting a decrease in their beneficial ownership of OceanPal Inc. common stock to 13.57% due to an increase in outstanding shares and changes in preferred stock conversion prices.

Whitebox Advisors LLC has disclosed a 9.9% beneficial ownership in Electra Battery Materials Corp. and intends to pursue a recapitalization and deleveraging strategy, potentially seeking changes in governance and board composition.

Highbridge Capital Management, a significant debt and equity holder in Electra Battery Materials Corp., has filed a Schedule 13D indicating its intent to engage with the company's management and board to pursue a deleveraging and recapitalization strategy, potentially seeking board representation.

Saba Capital Management, L.P. and affiliates have acquired an 8.35% stake in The Mexico Fund, Inc., citing undervaluation and signaling intent to engage with management on strategic and governance matters.

OrbiMed Advisors LLC and OrbiMed Capital GP VII LLC have filed an exit Schedule 13D, reporting a decrease in their beneficial ownership of Passage BIO, Inc. common stock to below 5%.

Robert S. Ellin, LiveOne's CEO and Chairman, along with affiliated entities, has significantly increased their beneficial ownership in LiveOne, Inc. to 22.8% of common stock, primarily driven by recent conversions of Series A Preferred Stock and the exercise of warrants.

Polestar Automotive Holding UK PLC received a $200 million capital injection from PSD Investment Limited through a private placement, alongside a share conversion to maintain voting power below 50%.

Beeline Holdings, Inc. CEO Nicholas Reyland Liuzza Jr. has increased his beneficial ownership to 44.7% of the company's common stock, correcting a previous filing and consolidating his control.

Empery Asset Management and its principals have acquired a 5.83% stake in Volcon, Inc. through a $26 million private placement, leading to the appointment of Ryan M. Lane as Co-Chief Executive Officer and Chairman of the Board, alongside other key management changes.

Sequoia Capital Global Growth Fund III and its related entities have updated their beneficial ownership in Freshworks Inc. Class A Common Stock to 2.9% following pro rata distributions to partners.

A group of activist investors, including Funicular Funds and Anson Funds, has terminated their cooperation agreement with MEI Pharma, Inc. and seen their board representative resign after their collective beneficial ownership fell below 5% due to a recent private placement.

NextEra Energy Inc. and Florida Power & Light Co. have updated their beneficial ownership in KKR FS Income Trust to 8.7% due to a change in the total outstanding shares.

Magnetar Financial LLC and its affiliates have reported the complete conversion of their 1,483,329 shares of Faro Technologies Inc. Class A Common Stock into cash at $44.00 per share, following the consummation of a merger on July 22, 2025.

Castle Creek Capital Partners VII, LP has reduced its beneficial ownership in CF Bankshares Inc. to 9.9% after selling 65,907 shares for over $1.5 million.

Bryan Sheffield and affiliated entities have increased their beneficial ownership in Tamboran Resources Corporation to 18.7% following the closing of a previously announced private placement.

Anthony Hsieh, loanDepot's Interim CEO, has filed an amendment to his Schedule 13D, detailing his continued beneficial ownership of 54.3% of Class A Common Stock and recent share transactions.

Peter R. Kellogg and affiliated entities have increased their beneficial ownership in Mercer International Inc. to 35.1% through recent share purchases.

Alset Inc.'s Chairman and CEO, Heng Fai Ambrose Chan, converted an $83 million promissory note into 27,666,667 shares of common stock, increasing his beneficial ownership to 90.8% of the company.

Comtech Telecommunications Corp. has amended its Subordinated Credit Agreement, securing a new $35 million incremental facility and relaxing key financial covenants until early 2027, while contemplating strategic alternatives.

Riot Platforms, Inc. has further reduced its beneficial ownership in Bitfarms Ltd. to 8.3% by selling over 8.3 million common shares since its last filing.