Latest Schedule 13D activist filings
David E. Lazar has been appointed CEO and a director of NovaBay Pharmaceuticals, Inc., following a $3.85 million investment and an agreement for an additional $2.15 million, significantly increasing his stake to 19.99%.
Thomas H. Lee Partners and its affiliates have ceased beneficial ownership of Dun & Bradstreet Holdings, Inc. following the completion of its merger.
NASDAQ
TASK
Taskus, INCThink Investments LP and Think India Opportunities Master Fund LP have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% and 16.8% respectively, with an intent to explore value maximization.
NASDAQ
TASK
Taskus, INCThink Investments LP and Think India Opportunities Master Fund LP have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% of the common stock, with an intent to engage management regarding the take-private transaction.
NASDAQ
TASK
Taskus, INCThink Investments LP and its affiliate have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% of common stock, with an intent to engage on the take-private transaction.
NYSE
Axian Telecom, Jumia's largest shareholder, has initiated a court petition to appoint its director, Hassanein Hiridjee, to Jumia's Supervisory Board.
NASDAQ
A group including Eli Casdin and Keith Meister reported a reduction in their beneficial ownership of GeneDx Holdings Corp. Class A common stock through an open market sale.
NASDAQ
UXIN
Uxin LTDJoy Capital III, L.P. and Brightest Sky Limited have increased their beneficial ownership in Uxin Ltd through recent share acquisitions.
NASDAQ
UXIN
Uxin LTDFame Dragon Global Limited increased its stake in Uxin Limited by acquiring over 1.8 billion Class A Ordinary Shares for $8.88 million.
NASDAQ
UXIN
Uxin LTDAbundant Grace Investment Limited, a major shareholder in Uxin Limited, has reduced its beneficial ownership through sales and a zero-consideration distribution of Class A ordinary shares.
NASDAQ
FORA
Forian INCA consortium led by CEO Max Wygod proposes to acquire all outstanding shares of Forian Inc. not currently owned for $2.10 per share in cash, representing a 19% premium.
NASDAQ
FORA
Forian INCA consortium led by CEO Max Wygod has proposed to acquire all outstanding shares of Forian Inc. not currently owned by them for $2.10 per share in cash, representing a 19% premium.
NASDAQ
Edward S. Lampert and affiliated entities have entered into an exclusivity agreement related to Lands' End's ongoing exploration of strategic alternatives.
NASDAQ
Valor Buyer LP has entered into a voting agreement to support the merger of Verint Systems Inc. with Calabrio, Inc., committing its 13.61% stake.
NASDAQ
Patricia Gallup and affiliated trusts now beneficially own 54.4% of PC Connection's common stock, primarily due to company share repurchases.
NYSE
Stephen Fitzpatrick, a key beneficial owner, increased his stake in Vertical Aerospace Ltd. to 15.03% through significant open market purchases.
Riverstyx Fund, LP, an activist investor, has nominated three individuals, including Ben Franklin, for election to Charles & Colvard Ltd.'s Board of Directors at the 2025 annual meeting.
MINM
Minim, INCKey investors Cao Yu, Hu Bin, and Youxin Consulting Limited significantly increased their beneficial ownership in FiEE Inc. through warrant acquisitions.
NYSE
Davidson Kempner Capital Management and affiliates sold 595,000 shares of Angel Oak Mortgage REIT, Inc. common stock at $9.75 per share, reducing their beneficial ownership to 17.40%.
NASDAQ
Weichai America, a major shareholder of Power Solutions International, Inc., sold 263,006 shares in open-market transactions, reducing its beneficial ownership to 47.5%.
NASDAQ
OCONNOR, a unit of UBS Asset Management Americas, filed an amendment to its Schedule 13D, disclosing a 4.9% beneficial ownership in Electra Battery Materials Corp.
Forager Capital Management has submitted an updated, immediately actionable proposal to acquire all outstanding shares of Quipt Home Medical Corp. for $3.10 per share in cash.
NASDAQ
Electra Battery Materials Corp. has entered into a Transaction Support Agreement with convertible noteholders to restructure debt, raise new equity, and amend governance.
NASDAQ
Electra Battery Materials Corp. has entered into a Transaction Support Agreement with convertible noteholders to restructure debt, raise new equity, and amend governance.
NYSE
HoldCo Asset Management and its affiliates have disclosed a 5.7% beneficial ownership stake in Central Pacific Financial Corp., citing the shares as undervalued and an attractive investment opportunity.
CMPO
Composecure, INCAn amended Schedule 13D filing reveals updated beneficial ownership percentages for CompoSecure, Inc. due to a change in total outstanding shares.
NASDAQ
Voss Capital and its affiliates have reduced their beneficial ownership in International Money Express, Inc. to 5.3% through recent stock sales.
Duc Pham, a long-term investor, has increased his voting power to 9.6% in Charles & Colvard LTD and plans to seek a board seat to address company trajectory concerns.
NYSE
Blackstone entities and Stephen A. Schwarzman now beneficially own less than 5% of FirstEnergy Corp. common stock, a change attributed to dilution from the issuer's additional stock issuances.
NASDAQ
Centerbridge Partners and its affiliates have significantly reduced their beneficial ownership in Garrett Motion Inc., falling below the 5% threshold after recent open market sales.