Latest Schedule 13D activist filings
Trina Solar (Schweiz) AG has increased its beneficial ownership in T1 Energy Inc. to 16.6% following the completion of a significant share conversion.
NASDAQ
DLO
Dlocal LTDGeneral Atlantic and its affiliates have filed an amended Schedule 13D, disclosing a reduction in their beneficial ownership of dLocal Ltd's Class A common shares to 28.3% following a secondary offering.
NASDAQ
Reprogrammed Interchange LLC and Reid Hoffman reported significant open market sales of VOR Biopharma Inc. common stock, reducing their aggregate beneficial ownership to 28.0%.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an Amendment No. 5 to their Schedule 13D, updating their beneficial ownership of Invesco California Value Municipal Income Trust's preferred shares following an amendment to a purchase agreement.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an Amendment No. 5 to their Schedule 13D, updating their beneficial ownership of Invesco California Value Municipal Income Trust's preferred shares following an amendment to a purchase agreement.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an amendment to their Schedule 13D regarding their 100% beneficial ownership of Invesco Pennsylvania Value Municipal Income Trust's preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an amendment to their Schedule 13D regarding their 100% beneficial ownership of Invesco Pennsylvania Value Municipal Income Trust's preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp filed an amendment to their purchase agreement for Invesco Trust for Investment Grade New York Municipals' VMTP Shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp filed an amendment to their purchase agreement for Invesco Trust for Investment Grade New York Municipals' VMTP Shares.
HMST
Homestreet, INCA group of Ford-affiliated entities and Carl B. Webb have reported beneficial ownership of 78.1% of Mechanics Bancorp's Class A common stock following a recent merger.
Key insiders, including CEO Nathaniel Bradley, adjusted their beneficial ownership in Datavault AI Inc. following a significant convertible note conversion and a consulting agreement.
Hall of Fame Resort & Entertainment Co faces merger termination due to breach, raising significant funding concerns.
NASDAQ
APLM
Apollomics INCApollomics Inc.'s Chairman and CEO, Hung-Wen Chen, along with his wholly-owned entity King Regent Management Limited, increased their beneficial ownership to 41.8% of the company's Class A ordinary shares through a Private Investment in Public Equity (PIPE) transaction.
NASDAQ
A group of investors led by Ron Shemer has increased its beneficial ownership in Parke Bancorp, Inc. to 4.70% for investment purposes.
NASDAQ
Altai Capital Management and its affiliates have disclosed a 5.13% beneficial ownership stake in OraSure Technologies Inc., acquired for investment purposes.
NYSE
Silver Point Capital and its principals converted all their Gulfport Energy preferred stock into common shares following a redemption notice, increasing their common stock holdings to 19.4%.
NYSE
Edward S. Lampert and affiliated entities have reduced their beneficial ownership in AutoNation, Inc. to below the 5% threshold.
NYSE
Bank of America Corporation and its affiliate reduced their beneficial ownership in Invesco Advantage Municipal Income Trust II's preferred shares following a redemption.
AMEX
Bank of America Corporation updated its Schedule 13D filing, reflecting a partial redemption of Invesco Advantage Municipal Income Trust II preferred shares and an amendment to their purchase agreement.
NYSE
HoldCo Asset Management and its affiliates have increased their beneficial ownership in Central Pacific Financial Corp to 7.0% through recent open market purchases.
NASDAQ
Samsara BioCapital and affiliated entities increased their beneficial ownership in Mineralys Therapeutics, Inc. to 8.2% following a recent public offering.
Ethara Capital LLC has significantly increased its ownership in Charles & Colvard LTD to 42.79% through a convertible note conversion and irrevocable voting proxies.
Saba Capital Management and affiliates have reduced their beneficial ownership in Blackrock California Municipal Income Trust to 10.79% through recent open market sales.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in ASA Gold and Precious Metals Limited to 22.45% through recent open market purchases.
OID
Ronald S. Boreta, CEO of Agassi Sports Entertainment Corp., has significantly increased his beneficial ownership and control through a private transaction and the termination of a joint filing agreement.
NYSE
DOLE
Dole PLCPale Fire Capital and its affiliates have increased their beneficial ownership in Dole plc to 9.0%, representing 8,588,077 ordinary shares.
Saba Capital Management, L.P. and affiliates updated their beneficial ownership in ABRDN Japan Equity Fund, Inc. to 21.42%.
Saba Capital Management and affiliates have reduced their beneficial ownership in BlackRock MuniHoldings New York Quality Fund, Inc. to 4.95% through recent open market sales.
NASDAQ
RA Capital Management, L.P. and its affiliates increased their beneficial ownership in Mineralys Therapeutics, Inc. to 9.9% following a $30 million purchase in a September 2025 public offering.
NASDAQ
Arrington XRP Capital Fund, LP has acquired a 26.2% stake in Armada Acquisition Corp. II, becoming the new sponsor and initiating significant management and board changes.