Latest Schedule 13D activist filings
AMEX
Ault & Company, Inc. and Milton C. Ault, III report increased beneficial ownership in Hyperscale Data, Inc., now holding over 71% of Class A shares through various convertible securities and warrants.
NASDAQ
Patricia Gallup, Chairman and CAO of PC Connection, updated her beneficial ownership, detailing significant share transfers for estate planning purposes.
IROQ
If Bancorp, INCStilwell Activist Fund has reached a standstill agreement with IF Bancorp, Inc., securing a board seat and advancing its proposal for the company's prompt sale.
NASDAQ
AIRT
Air T INCLendway, Inc. has secured an additional $6.3 million in debt financing from Air T, Inc. and AO Partners I, L.P., increasing its total beneficial ownership by a group led by Nicholas J. Swenson to 39.6%.
LDWY
Lendway, INCLendway, Inc. has secured an additional $6.3 million in debt financing from Air T, Inc. and AO Partners I, L.P., increasing its total beneficial ownership by a group led by Nicholas J. Swenson to 39.6%.
NYSE
BALY
Bally's CORPStandard General L.P. reported a distribution of 2.4 million Bally's Corp common shares from a private investment vehicle, adjusting its beneficial ownership percentage.
KIRK
Kirkland's, INCBed Bath & Beyond, Inc. provides Brand House Collective, Inc. with $20 million in new delayed-draw term loan commitments, increasing its beneficial ownership to 49.8%.
BYON
Beyond, INCBed Bath & Beyond, Inc. provides Brand House Collective, Inc. with $20 million in new delayed-draw term loan commitments, increasing its beneficial ownership to 49.8%.
NASDAQ
Jack Hightower filed an amended Schedule 13D, detailing his individual beneficial ownership of HighPeak Energy, Inc. common stock and recent open market purchases, following his retirement from managing the HighPeak Funds.
NASDAQ
Key reporting persons, including Bitfury Top HoldCo and V3 Holding, have significantly reduced their beneficial ownership in Cipher Mining Inc. through recent open market sales.
HLVX
Hillevax, INCFrazier Life Sciences and related entities cease beneficial ownership of HILLEVax common stock following its acquisition by XOMA Royalty Corporation.
NASDAQ
Tontine Capital and Jeffrey L. Gendell updated their beneficial ownership in IES Holdings, Inc. to 54.2% of common stock, with Tontine Capital Overseas Master Fund II, L.P. selling 145,837 shares in the last 60 days.
NYSE
Riverstone Parties sold over 40 million shares of Permian Resources Class A Common Stock for $13.46 per share, reducing their beneficial ownership to 0.2%.
Michael Blitzer's beneficial ownership in USA Rare Earth, Inc. is updated following a pro rata distribution of shares by Inflection Point Holdings II LLC, which is no longer a 5% owner.
EYEN
Eyenovia, INCAvenue Capital Group entities updated their beneficial ownership in Hyperion DeFi, Inc., reflecting changes due to an increase in the issuer's outstanding common stock.
DALN
Dallasnews CORPMajor shareholders, including GAMCO and Gabelli Funds, now intend to vote in favor of DallasNews Corp's acquisition by Hearst Communications Inc. following an increased purchase price.
OQB
KARX
Karbon-x CORPMorsevo Trade, Inc. has increased its beneficial ownership in Karbon-X Corp. to 8.0% through a convertible note conversion and market purchases for investment purposes.
OQB
KTEL
Konatel, INCKonaTel, Inc. Chairman and CEO, D. Sean McEwen, increased his beneficial ownership to 37.2% of the company's common stock by exercising 375,000 non-compensatory stock options.
NASDAQ
Bradley L. Radoff and The Radoff Family Foundation have reduced their beneficial ownership in Rocky Mountain Chocolate Factory, Inc. to 4.6%.
NYSE
Anthony Hsieh, a significant beneficial owner of loanDepot, Inc., has reported the sale of 2.65 million shares of Class A Common Stock.
NASDAQ
AEI
Alset INCAlset Inc.'s Chairman and CEO, Heng Fai Ambrose Chan, reported recent share transactions, including a significant sale, while maintaining a dominant 90% beneficial ownership stake.
NYSE
SCHEDULE 13D/A: BlackRock Amends Clearway Energy Stake Disclosure
BlackRock Portfolio Management LLC filed an amended Schedule 13D, detailing its significant beneficial ownership and derivative positions in Clearway Energy, Inc.'s Class A and Class C common stock.
NYSE
SCHEDULE 13D/A: Bloom Retirement Holdings Reduces Finance of America Stake
Bloom Retirement Holdings Inc. and Reza Jahangiri reported a decrease in their beneficial ownership of Finance of America Companies Inc. Class A Common Stock to 9.49% after disposing of 144,420 shares.
NYSE
Elliott Investment Management L.P. has increased its beneficial ownership in Southwest Airlines Co. to 9.7% and holds a total economic exposure of 16.0%.
NASDAQ
Inflection Point Fund I LP, led by Michael Blitzer, has acquired a controlling stake in Maywood Acquisition Corp., initiating a significant management overhaul and strategic shift for the SPAC.
NASDAQ
Fifth Era Acquisition Sponsor I LLC has transferred 922,313 Class B Ordinary Shares to CEO Mitchell Mechigian, increasing his beneficial ownership to 25.7%.
NASDAQ
Access Industries entities reduced their stake in Opendoor Technologies Inc. by selling over 10 million shares, while a director retired from the board.
NASDAQ
RBNE
Robin Energy LTDPani Corp. and Petros Panagiotis Panagiotidis' beneficial ownership in Robin Energy Ltd. common shares decreased to 4.59% following a recent public offering.
DALN
Dallasnews CORPMNG Enterprises, Inc. has submitted an improved, non-binding proposal to acquire all outstanding shares of DallasNews Corp not already owned for $20.00 per share in cash.
WJ Management Company Limited and Dejun Yu have acquired a 41.95% beneficial ownership in Maase Inc. through a share-based acquisition of Carve Group Ltd.