Latest Schedule 13D activist filings
NYSE
EIG Asset Management entities completed a secondary public offering, selling 6,570,355 Ordinary Shares of Diversified Energy Co PLC at $13.75 per share, and entered into a 60-day lock-up agreement.
Saba Capital Management, L.P. and affiliates reported a reduction in their beneficial ownership of Blackrock California Municipal Income Trust common shares to 9.7% following recent open market sales.
NYSE
Saba Capital Management and affiliates have reduced their beneficial ownership in BlackRock New York Municipal Income Trust to 5.78% through recent open market sales.
NASDAQ
PGEN
Precigen, INCRandal J. Kirk and affiliated entities updated their beneficial ownership in Precigen, Inc., disclosing a significant conversion of preferred stock into common shares and a subsequent sale of common stock.
NASDAQ
Fairmount Funds Management LLC and affiliates increased their beneficial ownership in ORUKA THERAPEUTICS, INC. to 19.99% through a $5 million private placement.
Jack W. Schuler and his Living Trust increased their beneficial ownership in Aspira Women's Health Inc. to 9.1% through a recent purchase of common stock and warrants.
NYSE
HLLY
Holley INCHolley Parent Holdings, LLC, a significant shareholder of Holley Inc., completed the sale of an additional 2.1 million shares of common stock to underwriters.
NASDAQ
MOZAYYX UGP, along with its affiliates and control persons, has acquired a 9.99% beneficial ownership stake in Eightco Holdings Inc., including shares and strategic advisor warrants.
NASDAQ
RA Capital Management updated its beneficial ownership in VOR Biopharma to 29.0% following a 1-for-20 reverse stock split and announced a new board appointment.
NYSE
RDW
Redwire CORPBain Capital Credit Member LLC and BCC Redwire Aggregator L.P. have reduced their beneficial ownership in Redwire Corp to 6.1% after converting and selling 11 million shares of common stock.
NYSE
Pearl Energy Investments and related entities have ceased beneficial ownership in Permian Resources Corporation, with William J. Quinn's stake decreasing to 1.3% following a distribution.
NASDAQ
Deep Track Capital and its affiliated funds have collectively acquired a 14.9% beneficial ownership stake in LB Pharmaceuticals Inc. following its IPO.
NASDAQ
MOBX
Mobix Labs, INCKeyvan Samini, President, CFO, and Director of Mobix Labs, Inc., along with affiliated trusts, reported beneficial ownership of 5.6% of the company's voting power.
OTC.Pink
A group led by Chairman Heng Fai Ambrose Chan has significantly increased its beneficial ownership in Sharing Services Global Corp to 99.3% through convertible debt.
HLVX
Hillevax, INCHilleVax, Inc. completed its merger with XOMA Royalty Corporation, resulting in the cancellation of all HilleVax common stock and Tang Capital ceasing to be a beneficial owner.
NYSE
Tenaris S.A.'s controlling shareholders have authorized Techint Holdings to sell a portion of its ordinary shares, while committing to maintain a minimum 67% ownership stake, following an increase in their percentage ownership due to the company's share buyback program.
NASDAQ
BFRI
Biofrontera INCBiofrontera AG has converted Series D Preferred Stock into common shares of Biofrontera Inc., increasing its beneficial ownership to 19.54% and securing board representation rights.
NASDAQ
Activist investor Daniel S. Farb, holding a 9.8% stake in Artelo Biosciences, has nominated himself and Scott D. Pomfret to the company's Board of Directors, citing undervaluation and a desire to unlock shareholder value.
National Philanthropic Trust has filed a Schedule 13D, disclosing beneficial ownership of 231,520 Class A common shares, representing 9.0% of dMY Squared Technology Group, Inc., received as a donation.
EYEN
Eyenovia, INCAvenue Capital Group entities report sales of Hyperion DeFi common stock, leading to changes in their beneficial ownership percentages.
DALN
Dallasnews CORPMNG Enterprises, Inc. has submitted an improved merger proposal to acquire DallasNews Corp for $20.00 per share in cash, a 21% premium over Hearst's $16.50 offer.
NYSE
Hillevax, Inc. has completed its merger with XRA 4 Corp., a subsidiary of XOMA Royalty Corporation, ceasing to be a publicly traded company.
HLVX
Hillevax, INCHillevax, Inc. has completed its merger with XOMA Royalty Corporation, ceasing to be a publicly traded company.
NYSE
Plus Channel Limited and Kastle Limited, entities holding shares for Zhihu Inc.'s incentive plan, increased their beneficial ownership to 8.0% of Class A ordinary shares through recent repurchases.
NYSE
DINO
Hf Sinclair CORPHF Sinclair Corporation has agreed to repurchase nearly 2 million shares of its common stock from REH Advisors Inc. for approximately $100 million.
Jeffrey E. Eberwein, CEO of Star Equity Holdings, Inc., increased his beneficial ownership to 19.7% following the acceleration of restricted stock units and recent share purchases.
NASDAQ
CGON
Cg Oncology, INCLongitude Capital and its affiliates, including Patrick G. Enright and Juliet Tammenoms Bakker, have increased their beneficial ownership in CG Oncology, Inc. to 6.0%, triggering a Schedule 13D filing.
ISPO
Inspirato INCInspirato Incorporated has received a revised non-binding all-cash acquisition proposal from Exclusive Investments, LLC for $3.50 per share, which the Handler Reporting Persons support.
Galaxy Digital LP and its affiliates have acquired a 9.99% beneficial ownership stake in Forward Industries, Inc. through a $150 million private placement and will serve as a strategic advisor.
NASDAQ
CGON
Cg Oncology, INCSeven Fleet Partners LP, Seven Fleet Advisors LLC, and Dr. Brian Liu have collectively reported a 1.9% beneficial ownership stake in CG Oncology, Inc., citing an attractive investment opportunity.