Latest Schedule 13D activist filings
OneConnect Financial Technology Co., Ltd. has completed its privatization by way of a scheme of arrangement, leading to the delisting of its shares from the NYSE and HKEX.
NYSE
Ardagh Holdings S.A. and Ardagh Group S.A. detail a comprehensive recapitalization of Ardagh Group, including a significant ownership transfer and new debt issuance for Ardagh Metal Packaging S.A.
NYSE
DINO
Hf Sinclair CORPHF Sinclair Corporation repurchased 437,238 shares from REH Advisors Inc. for $24 million, reducing REH's stake to 7.0%.
Diveroli Investment Group LLC and Kingbird Ventures LLC have filed an amendment to their Schedule 13D, reporting beneficial ownership of 4.67% of LQR House Inc.'s common stock.
NASDAQ
Avidity Partners Management LP and its affiliates have reduced their beneficial ownership in Dianthus Therapeutics, Inc. to below 5%, filing an exit amendment to their Schedule 13D.
NASDAQ
IVA
Inventiva SASamsara BioCapital and Opportunity Funds, along with Dr. Srinivas Akkaraju, increased their beneficial ownership in Inventiva S.A. to 7.4% following a $20 million American Depositary Share purchase.
NASDAQ
PCYO
Pure Cycle CORPA group led by Maran Capital Management, LLC has disclosed a 14.7% beneficial ownership stake in Pure Cycle Corporation, signaling intent for strategic engagement.
An activist investor group, Funicular Funds, LP, has filed a petition to liquidate Nabors Energy Transition Corp. II, citing a loss of trust in management and substratum failure.
AMEX
Equinox Partners Investment Management LLC and affiliated entities have increased their beneficial ownership in Gran Tierra Energy Inc. to 17.6% of outstanding common stock.
Jeffrey E. Eberwein has increased his beneficial ownership in Star Equity Holdings, Inc. to 21.4% through recent common stock purchases.
NASDAQ
ZYME
Zymeworks INCActivist investor EcoR1 Capital, LLC, and its affiliates, now beneficially own 30.7% of Zymeworks Inc. common stock, with an EcoR1 employee appointed Acting Chief Investment Officer.
Faraday Future Intelligent Electric Inc. has increased its beneficial ownership in Qualigen Therapeutics, Inc. to 19.99% following the conversion of Series B Preferred Stock.
Faraday Future Intelligent Electric Inc. has increased its beneficial ownership in Qualigen Therapeutics, Inc. to 19.99% following the conversion of Series B Preferred Stock.
NASDAQ
Oaktree Capital Management entities reported a sale of 1.25 million shares of Runway Growth Finance Corp. common stock, reducing their beneficial ownership to 19.45%.
NASDAQ
IVA
Inventiva SASCHEDULE 13D/A: Inventiva S.A. Investor Group Dips Below 5% Stake
An investor group led by Biotechnology Value Fund (BVF) has reported a decrease in its beneficial ownership of Inventiva S.A. to below 5%, primarily due to an increase in the issuer's outstanding shares.
NASDAQ
ATA Creativity Global's CEO and related entities have entered a lock-up agreement following a registered direct offering, maintaining significant beneficial ownership.
NASDAQ
IVVD
Invivyd, INCAdimab, LLC has reduced its beneficial ownership in Invivyd, Inc. to 8.8% after selling over 1.2 million shares in open market transactions.
NASDAQ
Sinclair, Inc. has increased its beneficial ownership in The E.W. Scripps Company's Class A Common Stock to 9.9% through recent open market purchases.
NASDAQ
SBGI
Sinclair, INCSinclair, Inc. has increased its beneficial ownership in The E.W. Scripps Company's Class A Common Stock to 9.9% through recent open market purchases.
NYSE
DAC
Danaos CORPDanaos Corporation's latest Schedule 13D/A filing reveals an updated beneficial ownership of 51.8% for Dr. John Coustas and the 883 Trust, reflecting recent equity awards and share acquisitions.
NYSE
Warren B. Kanders and Kanders SAF, LLC, significant shareholders of Cadre Holdings, Inc., reported the sale of over 1.3 million shares at $39.00 per share.
NASDAQ
Liying Wang and TUTU Business Services Limited have acquired a 70.18% stake in Nature Wood Group Limited, leading to a significant overhaul of the company's board and executive management.
AMEX
Sentient Global Resources Fund III has fully divested its stake in Brazil Potash Corp., while Sentient Global Resources Fund IV maintains a 6.58% beneficial ownership.
NYSE
Stephen Fitzpatrick and Imagination Aero Investment Ltd. have increased their beneficial ownership in Vertical Aerospace Ltd. to 8.1% following recent share acquisitions.
NYSE
Akshay Sudhir Naheta's amended Schedule 13D filing details his 11.9% beneficial ownership in Bakkt Holdings, Inc. following a corporate reorganization and equity awards.
NYSE
SCHEDULE: FB Financial: Ayers Estate Reduces Stake
The Estate of James W. Ayers has significantly reduced its beneficial ownership in FB Financial Corporation through a registered direct offering and a share repurchase by the company.
AMEX
Tether Holdings, S.A. de C.V. and its affiliates have increased their beneficial ownership in Gold Royalty Corp. to 11.6% through recent open market purchases.
NASDAQ
GreenWood Investors LLC and Steven Wood have acquired a 6.1% beneficial ownership in Jack in the Box Inc. and entered a cooperation agreement to appoint two new directors to the Board.
The Mark T. Mitchell Revocable Living Trust has disclosed a 9.8% beneficial ownership stake in Carbon Revolution Public Limited Company, acquired for investment purposes.
NYSE
Waterous Energy Fund has acquired an additional 1.9 million common shares of Greenfire Resources Ltd. from Luxor Capital Group, LP for CAD$12.8 million, increasing its beneficial ownership to 72.12%.