Latest Schedule 13D activist filings
NASDAQ
Material Impact Partners II, LLC and its affiliates increased their beneficial ownership in Nauticus Robotics, Inc. to 44.6% following a Series A conversion price adjustment.
NASDAQ
KELYA
Kelly Services INCAn amendment to Schedule 13D for Kelly Services Inc. Class B Common Stock reports a change in trustees for the Terence E. Adderley Revocable Trust K.
OTC.Pink
NTPIF
Nam Tai Property INCOasis Management and its affiliates have increased their beneficial ownership in Nam Tai Property Inc. to 20.7% of outstanding common shares, acquiring additional shares for over $30 million.
NASDAQ
Erik M. Herzfeld and affiliated entities updated their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 40.3% following a tender offer and open market transactions.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in ASA Gold and Precious Metals Limited to 28.28% through recent open market purchases.
OQB
Galloway Capital Partners, LLC and affiliates have increased their ownership in Global Crossing Airlines Group Inc. to 6.24%, citing undervaluation and urging strategic alternatives.
Blackdragon Ventures LLC and Illia Polosukhin have acquired a 10.4% beneficial ownership in OceanPal Inc. through a private placement, with Polosukhin joining an advisory committee.
Bright Scholar Education Holdings Limited has completed its merger, becoming a private entity and delisting its ADSs from the New York Stock Exchange.
Bright Scholar Education Holdings Limited has finalized its merger, becoming a private entity and ceasing public trading on the New York Stock Exchange.
Emeren Group Ltd's merger with Shurya Vitra Ltd. has officially closed, resulting in the company becoming a private entity and its shares being delisted from the NYSE.
BTS
Sora Ventures Global Limited, Sora Vision Limited, and Sora Ventures II Master Fund, along with Jason Kin Hoi Fang, now collectively control Sora Ventures Global Limited, which holds a 58.1% stake in AsiaStrategy.
SCHEDULE 13D/A: T1 Energy Investor Locks Up Shares Post-Offering
Todd J. Kantor, a significant shareholder of T1 Energy Inc., has entered into a 30-day lock-up agreement following the company's recent public offerings of convertible notes and common stock.
NASDAQ
DAYLI Filers report complete divestment of their beneficial ownership in Trinity Biotech plc following the 2025 MiCo IVD Purchase by AI n M.
NASDAQ
CLYM
Climb Bio, INCRA Capital Management and affiliated funds have amended their Schedule 13D filing for Climb Bio, Inc., converting a significant portion of common stock into pre-funded warrants and detailing recent open market purchases.
NYSE
Stilwell Activist Fund and affiliates reduced their beneficial ownership in Kingsway Financial Services Inc. to 18.8%, while detailing a two-decade history of successful activist campaigns.
NYSE
SCHEDULE: Koch Entities Adjust Getty Images Stake
Koch Financial Assets III, LLC exits its significant stake in Getty Images Holdings, Inc. as shares are redistributed to an affiliated entity, Koch Icon Investments, LLC.
Glazer Capital, LLC and Paul J. Glazer report 0% beneficial ownership in Columbus Circle Capital Corp. I following a business combination and share cancellation.
OQX
JUSHF
Jushi Holdings INCJames A. Cacioppo, CEO of Jushi Holdings Inc., increased his beneficial ownership to 19.9% of Subordinate Voting Shares through recent grants and warrants, as detailed in an amended Schedule 13D filing.
Steel Partners Holdings L.P. and its affiliates have increased their beneficial ownership in Spruce Power Holding Corp. to 16.9% of outstanding common stock.
NYSE
Steel Partners Holdings L.P. and its affiliates have increased their beneficial ownership in Spruce Power Holding Corp. to 16.9% of outstanding common stock.
NASDAQ
BVF Partners and affiliated entities have updated their beneficial ownership in Kymera Therapeutics, Inc. to 8.5% following an increase in the issuer's outstanding shares.
NASDAQ
Katapult Holdings, Inc. announced a merger agreement to acquire Aaron's and CCFI, alongside a significant restructuring of HHCF Series 21 Sub's investment, including a preferred stock repurchase and warrant exercise.
NASDAQ
Manchester Management and affiliated entities have filed an amended Schedule 13D, disclosing a slight reduction in their beneficial ownership of SANUWAVE Health, Inc. common stock.
NASDAQ
Matrix Capital Management Company, LP reduced its stake in Zentalis Pharmaceuticals, Inc. to 9.98% through a share repurchase, coinciding with a director's resignation.
NASDAQ
BFI Co., LLC, controlled by Jack C. Bendheim, has adopted a Rule 10b5-1 sales plan to sell up to 528,000 shares of Phibro Animal Health Class A Common Stock for diversification.
NASDAQ
RA Capital Management's beneficial ownership in Wave Life Sciences has been diluted to 13.4% following a recent public equity offering by the issuer.
NASDAQ
Masdar has withdrawn from a consortium, leading to the termination of a proposed transaction involving ReNew Energy Global plc.
NYSE
Bank of America's subsidiary, Banc of America Preferred Funding Corp, transferred 1,000 Nuveen Municipal High Income Opportunity Fund preferred shares into a tender option trust, while retaining beneficial ownership.
NYSE
Bank of America's subsidiary, Banc of America Preferred Funding Corp, transferred 1,000 Nuveen Municipal High Income Opportunity Fund preferred shares into a tender option trust, while retaining beneficial ownership.
NYSE
Joshua Harris's entities transferred 1 million Apollo Global Management shares and entered a variable share forward sale transaction with Citibank, N.A., settling in 2030.