Latest Schedule 13D activist filings
EVOK
Evoke Pharma INCRoger M. Klein and the Krieger Charitable Trust acquired a 10.5% stake in Evoke Pharma Inc. following the announcement of a tender offer by QOL Medical, LLC at $11.00 per share.
NASDAQ
RUBI
Rubico INCSCHEDULE: Rubico Inc. Major Holders' Stake Diluted
Key investors Family Trading Inc., 3 Sororibus Trust, and Evangelos J. Pistiolis report a decrease in their percentage ownership of Rubico Inc. common stock due to an increase in outstanding shares.
NASDAQ
NVAX
Novavax INCShah Capital, an 8.3% shareholder, publicly criticized Novavax's management for operational failures, high costs, and poor vaccine rollout, urging the board to seek a sale to a larger pharma company.
NYSE
CSAN
Cosan SACosan S.A. completed two primary public offerings raising R$9.06 billion, significantly altering its capital structure and corporate governance with long-term anchor investor commitments.
NASDAQ
Versant Venture Capital VI, L.P. distributed 744,800 shares of Monte Rosa Therapeutics common stock to its limited partners without additional consideration.
NASDAQ
SCHEDULE 13D/A: Gabelli Entities Boost Lee Enterprises Stake to 12.58%
A group of investment entities associated with Mario Gabelli has increased its beneficial ownership in Lee Enterprises, Inc. to 12.58% of outstanding common stock.
NYSE
ROL
Rollins INCRollins, Inc. announced a secondary offering by key shareholders and a concurrent share repurchase by the company, altering its ownership structure.
NASDAQ
A group of investment entities associated with Mario Gabelli increased their beneficial ownership in Beasley Broadcast Group Inc. to 8.62% of Class A Common Stock.
NASDAQ
Heritage Assets SCSp and affiliates reduced their beneficial ownership in Arqit Quantum Inc. to 41.8% following recent sales of shares and warrants.
NYSE
Warren Buffett converted Class A shares to Class B and donated them to several foundations, reducing his direct beneficial ownership.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in The New Germany Fund, Inc. to 12.65% through recent open market purchases.
NASDAQ
Liying Wang, through TUTU Business Services Limited, has acquired a 65% controlling stake in Hong Kong Pharma Digital Technology Holdings Limited, triggering a significant management overhaul.
NASDAQ
NTRP
Nexttrip, INCNexttrip Inc. CEO William Kerby has reported an increased beneficial ownership of 14.6% of the company's common stock, acquired through a share exchange agreement.
NASDAQ
Glencore Group reduced its beneficial ownership in Century Aluminum Company to 36.6% by selling 9 million common shares for $30.25 each, citing portfolio rebalancing.
Santech Holdings' CFO and CEO, Lawrence Wai Lok, increased his beneficial ownership to 67.78% through a long service stock grant from the company's ESOPs.
Jakota Games & Reels SAS, controlled by Norman Hansen, agreed to sell 151.3 million shares of Crisp Momentum Inc. to a non-affiliated third party for approximately $29.4 million.
NASDAQ
TIPT
Tiptree INCVeradace Capital Management, holding a 5% stake in Tiptree Inc., publicly opposes the proposed sale of its insurance subsidiary Fortegra to DB Insurance, citing undervaluation and tax inefficiencies.
NASDAQ
Alps Group Inc.'s CEO, Dr. THAM Seng Kong, has disclosed beneficial ownership of 46.36% of the company's ordinary shares following a $1.6 billion merger.
NASDAQ
Jasper Lake Ventures One LLC has accelerated Bioceres Crop Solutions Corp.'s outstanding debt and initiated a lawsuit for over $48.5 million.
NASDAQ
Xiaoping Chen, a director at Nevis International B&T Sdn Bhd, has increased her beneficial ownership in GIBO HOLDINGS Ltd to 8.4% through a private placement for investment purposes.
NASDAQ
Benitec Biopharma Inc. completed a registered direct offering with Averill Master Fund and Averill Madison Master Fund, selling common stock and granting registration rights for resale.
NYSE
SCHEDULE 13D: GE Aerospace Boosts Stake in BETA Technologies to 9.2%
GE Aerospace has significantly increased its investment in BETA Technologies, Inc., acquiring a 9.2% beneficial ownership stake through a combination of preferred stock conversion, warrant issuance, and an IPO purchase.
NASDAQ
An amendment to Schedule 13D confirms the Thomson family's continued majority beneficial ownership in Thomson Reuters Corporation, with recent internal share transfers and pledges disclosed.
OQB
Tony L. Alford, a director of Lion Copper & Gold Corp., increased his beneficial ownership to 46.36% through a $1.4 million convertible debenture purchase and open market acquisitions.
NASDAQ
TORO
Toro CORPToro Corp.'s CEO, Petros Panagiotidis, and Pani Corp. reported an increase in their beneficial ownership to 59.2% following a new grant of 2.34 million restricted shares.
NASDAQ
Doma Perpetual Capital Management, holding a 6.8% stake in Pacira BioSciences, is demanding the company immediately hire bankers to explore a sale, citing management underperformance and excessive spending.
NASDAQ
IBRX
Immunitybio, INCAn amendment to Schedule 13D details the beneficial ownership of ImmunityBio, Inc. common stock by Patrick Soon-Shiong and affiliated entities, with Dr. Soon-Shiong's aggregate stake reaching 68.9%.
AMEX
Saba Capital Management and affiliates have increased their beneficial ownership in Ellsworth Growth and Income Fund Ltd. to 12.29% through recent open market purchases.
NYSE
Saba Capital Management, L.P. has reduced its beneficial ownership in MFS High Income Municipal Trust to 6.09% through a series of open market sales.
NYSE
Saba Capital Management, L.P. and its affiliates reported a reduction in their beneficial ownership of Nuveen Pennsylvania Quality Municipal Income Fund common shares to 11.45% through recent open market sales.