Latest Schedule 13D activist filings
NYSE
Diana Shipping Inc. has submitted a non-binding proposal to acquire all outstanding shares of Genco Shipping & Trading Limited not currently owned by Diana for $20.60 per share in cash.
NYSE
Diana Shipping Inc. has submitted a non-binding proposal to acquire all outstanding shares of Genco Shipping & Trading Limited not currently owned by Diana for $20.60 per share in cash.
NASDAQ
Broadwood Partners and affiliated entities have increased their beneficial ownership in STAAR Surgical Company to 30.2% through recent open market purchases.
NASDAQ
DIBS
1stdibscom, INCRed Apple Group and its affiliates have acquired a 5.1% stake in 1stdibs.com, citing the company's strategic plan, financial inflection point, and undervaluation as key investment drivers.
NASDAQ
Abel Avellan, CEO of AST SpaceMobile, amended a forward contract for 2.5 million Class A shares, adjusting settlement dates and price thresholds, and received an additional $10.7 million.
Versant Venture Capital and its affiliated funds have substantially decreased their beneficial ownership in Repare Therapeutics Inc. through a series of share sales in November 2025.
NASDAQ
PGEN
Precigen, INCEntities controlled by Randal J. Kirk sold nearly 3 million shares of Precigen, Inc. common stock for approximately $12.3 million in open market transactions.
OQB
Barry J. Mann, Carver Bancorp's largest shareholder, increased his stake to 8.5% and plans to engage with management to enhance shareholder value.
AMEX
A group of investment entities led by Milton C. Ault, III, including Hyperscale Data, Inc. and Ault Capital Group, Inc., has disclosed a collective 7.3% beneficial ownership in LM Funding America, Inc.
NASDAQ
A group of investors led by Milton C. Ault, III, including Hyperscale Data, Inc. and Ault Capital Group, Inc., has disclosed a 7.3% beneficial ownership stake in LM Funding America, Inc., intending to engage with management to enhance stockholder value.
NASDAQ
ANNX
Annexon, INCMuneer A. Satter, through Alerce Medical, increased his beneficial ownership in Annexon, Inc. to 7.2% by purchasing an additional 2.3 million shares for approximately $8.7 million.
NYSE
Hagedorn Partnership and its General Partners filed an amended Schedule 13D, detailing their collective 23.1% beneficial ownership in The Scotts Miracle-Gro Company and recent insider transactions.
NASDAQ
KMBP Holdings Limited updated its Schedule 13D filing for SunCar Technology Group Inc., disclosing a 37.5% beneficial ownership and indicating a potential future disposition of its Class A Ordinary Shares.
NASDAQ
TDH Holdings' Chair and CEO, Dandan Liu, increased her beneficial ownership to 20.3% by acquiring 745,000 common shares and 745,000 warrants.
Winklevoss Treasury Investments assigned common warrants for 5.6 million shares of Cypherpunk Technologies to Who Datz LLC for no consideration.
NASDAQ
Third Rock Ventures has significantly reduced its beneficial ownership in Tango Therapeutics, Inc., now holding approximately 5.85% of common stock.
NASDAQ
A group of investment entities led by Mario Gabelli has reduced its beneficial ownership in Suro Capital Corp. to 6.06% through a series of recent share sales.
NASDAQ
An amendment to Schedule 13D reveals updated beneficial ownership percentages and recent share sales by the Lux family group in MGP Ingredients Inc.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors II have increased their beneficial ownership in Putnam Premier Income Trust to 29.1% through recent market transactions.
NASDAQ
Caligan Partners LP and David Johnson updated their beneficial ownership in Anika Therapeutics, Inc., maintaining a 9.95% stake and disclosing cash-settled derivative agreements.
NYSE
Plus Channel Limited and Kastle Limited, entities associated with Zhihu Inc.'s share incentive plan, increased their beneficial ownership to 9.0% of Class A ordinary shares through recent repurchases.
NYSE
LandBridge Holdings LLC and affiliated entities reported a secondary public offering of 2.5 million Class A shares at $70.00 per share and adjusted their beneficial ownership in LandBridge Company LLC.
NAS
NexPoint Advisors and related parties, including James and Nancy Dondero, filed an Amendment No. 6 to their Schedule 13D, detailing updated beneficial ownership in NexPoint Real Estate Strategies Fund.
NASDAQ
Fund 1 Investments, LLC has reported ceasing beneficial ownership of over 5% of Vera Bradley, Inc. common stock, while maintaining economic exposure through cash-settled swaps.
NASDAQ
WE-INN LLC has reduced its beneficial ownership in Innventure, Inc. to 11.67% through recent open market sales, citing portfolio diversification and liquidity needs.
NASDAQ
NEXT
Nextdecade CORPHanwha Group entities, led by Hanwha Aerospace, increased their beneficial ownership in NextDecade Corporation to 8.8% through recent open market purchases totaling over $23 million.
NASDAQ
Catalyst4, Inc. and its directors have reported a significant 45.1% beneficial ownership in MapLight Therapeutics, Inc. following its initial public offering and a concurrent private placement.
NASDAQ
Khosla Ventures and its affiliates filed an Amendment No. 9 to their Schedule 13D, reporting changes in beneficial ownership of Rocket Lab Corporation common stock due to internal pro rata distributions.
AMEX
Ault & Company, Inc. and Milton C. Ault, III have increased their beneficial ownership in Hyperscale Data, Inc. to approximately 35.54% and 35.55% respectively, primarily through preferred stock conversions and recent share purchases.
NASDAQ
LHX Intermediate, LLC and White Oak Global Advisors, LLC have increased their beneficial ownership in Zeo Energy Corp. to 30.0% through a promissory note conversion.