Latest Schedule 13D activist filings
NASDAQ
Peter D. Kaufman, as trustee, plans to terminate trusts and distribute his 8.7% beneficial ownership in Daily Journal Corp by Q1 2026.
IROQ
If Bancorp, INCStilwell Activist Fund reports selling shares of IF Bancorp following the Issuer's announced sale, expressing support for the transaction.
NYSE
Brookfield Corporation subsidiaries terminated financing arrangements, leading to a significant transfer of Brookfield Business Corporation Class A shares and a cash payment.
NYSE
Brookfield Corporation subsidiaries terminated financing arrangements, leading to a significant transfer of Brookfield Business Corporation Class A shares and a cash payment.
NYSE
Brookfield Corporation and its affiliates have adjusted their beneficial ownership in Brookfield Business Partners L.P. through the termination of financing arrangements and a significant share transfer.
Brookfield Corporation's subsidiaries terminated financing arrangements with Brookfield Wealth Solutions, acquiring over 24 million Class A Shares for $406.6 million.
NYSE
Soho House & Co Inc. and its Reinvestment Stockholders, including Goldman Sachs entities, amended their Rollover Agreement, detailing post-merger equity funding and a $100 million debt facility.
Soho House & Co Inc. and Goldman Sachs entities amend their Rollover Agreement, detailing post-merger equity funding and debt financing arrangements.
NASDAQ
Atlas Lithium Corp. increased its beneficial ownership in Atlas Critical Minerals Corp. to 20.5% following a public offering and strategic transactions.
JUPGF
Jupiter Gold CORPAtlas Lithium Corp. increased its beneficial ownership in Atlas Critical Minerals Corp. to 20.5% following a public offering and strategic transactions.
NASDAQ
Several key reporting persons, including MPM BioVentures and UBS Oncology Impact Fund, have reduced their beneficial ownership in Werewolf Therapeutics through open market sales.
NASDAQ
CELC
Celcuity INCGrowth Equity Opportunities 18 VGE and affiliated entities have updated their beneficial ownership in Celcuity Inc. to 6.3% following recent share distributions and sales.
Soho House & Co Inc. has amended key shareholder agreements, including a rollover agreement with Richard Caring and a letter agreement between Ronald Burkle and Nick Jones, impacting share designations and future equity funding.
NYSE
Diana Shipping Inc. has escalated its attempt to acquire Genco Shipping & Trading Ltd. by nominating six director candidates and proposing strategic alternatives after its cash offer was rejected.
NYSE
Diana Shipping Inc. has escalated its attempt to acquire Genco Shipping & Trading Ltd. by nominating six directors and proposing by-law changes after Genco rejected its $20.60 per share cash offer.
NYSE
RDW
Redwire CORPKey reporting persons, including AE Red Holdings and Edge Autonomy, have significantly reduced their beneficial ownership in Redwire Corp through open market sales.
NASDAQ
AIFU
Aix INCYS Management Company Limited and Yif Liu have acquired 78.15% of AIFU Inc.'s ordinary shares through a share exchange for Nova Lumina Limited equity.
NASDAQ
AIFU
Aix INCYS Management Company Limited and Yif Liu have acquired 78.15% of AIFU Inc.'s ordinary shares through a share exchange for Nova Lumina Limited equity.
Perceptive Advisors LLC and its affiliates have updated their beneficial ownership in LeonaBio, Inc. to 19.99% of common stock, subject to a beneficial ownership limitation.
NASDAQ
IRHO SPAC SPONSOR LLC and its managing members, Jose Bengochea and William Caragol, reported a 21% beneficial ownership in Iron Horse Acquisition II Corp. following the company's initial public offering.
OQX
A.L. Sarroff Fund, LLC and its principals, Alan and Eileen Sarroff, have disclosed a significant beneficial ownership of 36.1% in PetVivo Holdings, Inc. common stock.
AMEX
Uranium Energy Corp. and its subsidiary UEC Energy Corp. have significantly increased their beneficial ownership in Anfield Energy Inc. to 36.8% through a series of transactions.
ANLDF
Anfield Energy INCUranium Energy Corp. and its subsidiary UEC Energy Corp. have filed a Schedule 13D, disclosing a 36.8% beneficial ownership in Anfield Energy Inc., including shares, warrants, and subscription receipts.
WJ Management and Dejun Yu's beneficial ownership in Maase Inc. decreased to 23.41% following the Issuer's recent share issuance.
SCHEDULE: Maase Inc. Shareholder Dilution Update
Golden Brighter Limited and Baron Ren's beneficial ownership in Maase Inc. decreased to 26.23% due to the issuance of new Class A Ordinary Shares by the company.
Arts Wing Limited and Robert Liu's beneficial ownership in Maase Inc. decreased to 25.97% due to the issuance of new Class A Ordinary Shares by the company.
Semler Scientific, Inc. has completed its merger with Strive, Inc., becoming a wholly owned subsidiary, with Semler shareholders receiving Strive Class A Common Stock.
Semler Scientific, Inc. has completed its merger with Strive, Inc., becoming a wholly-owned subsidiary of Strive.
OQB
SYRA
Syra Health CORPNeil Johnson has reported a 6.2% beneficial ownership stake in Syra Health Corp, acquired with personal funds for the purpose of influence.
NYSE
PSO
Pearson PLCCevian Capital II GP LTD has increased its beneficial ownership in Pearson PLC to 15.4%, acquiring additional shares for approximately $808 million.