Latest Schedule 13D activist filings
Filed when an investor crosses five percent and intends to influence the company — the activist disclosure.
NYSE
Gerald J. Ford and associated entities have updated their Schedule 13D filing for Hilltop Holdings Inc., confirming the repayment of an $80 million loan and termination of related collateral interests.
NASDAQ
Advent International, L.P. has entered into a confidentiality agreement with Definitive Healthcare Corp. to explore a potential transaction, including a 12-month standstill provision.
VRMMQ
Vroom, INCMudrick Capital Management, L.P. has increased its beneficial ownership in Vroom, Inc. to 76.1%, primarily through various distressed opportunity funds, and has entered into an agreement to vote in favor of redeeming Vroom Automotive Preferred Units.
AMEX
An amendment to a Schedule 13D filing reveals updated beneficial ownership information for Universal Safety Products, Inc., detailing significant share acquisitions by several entities and individuals.
AMEX
An amendment to a Schedule 13D filing reveals updated beneficial ownership information for Universal Safety Products, Inc., detailing significant share acquisitions by several entities and individuals.
NASDAQ
CLAR
Clarus CORPClarus Corporation's Schedule 13D filing reveals amendments to pledge agreements for over 1.6 million shares of common stock, impacting Warren B. Kanders and Kanders GMP Holdings, LLC.
NASDAQ
Timothy Warbington and Creative Acquisition Corp. disclose beneficial ownership of 13.7% and 13.2% of Creative Medical Technology Holdings, Inc. common stock, respectively, following a significant share transaction.
NASDAQ
KARD
Kardigan, INCPerceptive Advisors LLC and related entities have amended their Schedule 13D filing concerning Kardigan, Inc., following the resignation of Douglas Giordano from the company's board of directors.
NASDAQ
SL Science Holding Ltd. reports on beneficial ownership following a business combination, with Ching-Dong Wang and SL Link Holding Ltd. holding a combined 59.53% stake.
NASDAQ
INSG
Inseego CORPNokia Solutions & Networks Oy has acquired substantially all assets of Inseego Corp.'s fixed wireless access business and made a significant investment, resulting in a 14.2% ownership stake.
NASDAQ
Mei Kanayama, Representative Director of Tokyo Lifestyle Co., Ltd., has significantly increased his beneficial ownership to 69.3% through personal share acquisitions and a debt-to-equity swap involving Tokushin.
NASDAQ
Gate City Capital Management and Michael Melby have acquired a 9.35% stake in Canterbury Park Holding Corporation, believing the stock is undervalued.
NYSE
Karpus Management, Inc. has amended its Schedule 13D filing to report an increased beneficial ownership of Western Asset Inflation-Linked Income Fund common shares, now holding 38.14% of the outstanding stock.
SEVCF
Sono Group NVAlpine Fox Capital LLC and Alpine Fox, LP have jointly filed a Schedule 13D, reporting beneficial ownership of 315,295 shares, or 21.5%, of Sono Group N.V.'s common stock, acquired for investment purposes.
NYSE
JPMorgan Chase & Co. and DNT Asset Trust file an amendment to their Schedule 13D regarding Blackrock MuniHoldings Fund, Inc. Preferred Shares, updating purchase and registration rights agreements.
NYSE
JPMorgan Chase & Co. and DNT Asset Trust file an amendment to their Schedule 13D regarding Blackrock MuniHoldings Fund, Inc. Preferred Shares, updating purchase and registration rights agreements.
NYSE
American Express has completed its exit from Global Business Travel Group, Inc. following a merger, converting its shares into cash.
NYSE
American Express has completed its exit from Global Business Travel Group, Inc. following a merger, converting its shares into cash.
NYSE
SCHEDULE: JinkoSolar Executive Reduces Stake
JinkoSolar Holding Co., Ltd. reports an amendment to a Schedule 13D filing, detailing changes in beneficial ownership by Kangping Chen and Zhuoling International Limited.
AMEX
Ault & Company, Inc. and Milton C. Ault III have significantly increased their beneficial ownership in Hyperscale Data, Inc. through a stock purchase agreement financed by a promissory note.
NASDAQ
HUT
Hut 8 CORPHut 8 Corp. (via Springtide Creek Ltd) enters into a prepaid variable share forward transaction with JPMorgan Chase Bank, N.A., covering 1.5 million shares.
NASDAQ
DMRC
Digimarc CORPOcho Investments LLC acquired a significant stake in Digimarc Corporation through a registered direct offering, signaling continued belief in the company's potential and initiating discussions on board composition and strategy.
NASDAQ
NCCS Management, LLC and affiliated entities have disclosed beneficial ownership of 4,987,103 shares, representing 4.6% of ONE Nuclear Energy Inc. following its business combination.
NASDAQ
SoundThinking Inc. has entered into a merger agreement for a tender offer at $8.00 per share plus a contingent value right of up to $3.00.
NASDAQ
Transom Capital Public Fund, LP and affiliates announce a tender offer for SoundThinking, Inc. at $8.00 per share plus a contingent value right.
NYSE
Fund 1 Investments LLC amends Schedule 13D, detailing a strategic agreement with Xponential Fitness, Inc. that waives certain Delaware anti-takeover provisions and sets new ownership limits.
NYSE
Kanders SAF, LLC has amended its pledge agreement with Bank of America, N.A., impacting the collateral arrangements for Warren B. Kanders' margin borrowing capacity.
NASDAQ
Equinox Partners Investment Management LLC, Equinox Partners, L.P., and Sean M. Fieler have collectively acquired a 7.1% stake in Silvercrest Asset Management Group Inc., reporting their beneficial ownership.
NASDAQ
Cox Enterprises has issued a suspension notice to Charter Communications, Inc., halting its participation in the company's share repurchase program.
NASDAQ
Falcon's Beyond Global, Inc. reports an amendment to its Schedule 13D, detailing a transfer of 2,200,000 shares and clarifying beneficial ownership, which includes locked-up and escrowed shares.