VERX.NASDAQVertex, INC

SCHEDULE: Vertex Inc. Shareholder Group Discloses 53.8% Stake

Sentiment:

Ownership Disclosure


A group of individuals, including key family members and trustees, disclosed beneficial ownership of 53.8% of Vertex, Inc.'s Class A Common Stock as of June 30, 2025.

Summary

  • A Schedule 13G/A (Amendment No. 6) was filed for Vertex, Inc. (CUSIP: 92538J106) regarding beneficial ownership of its Class A Common Stock.
  • The filing identifies 16 reporting persons, primarily family members and trustees, who collectively act as a 'group' under a Third Amended and Restated Stockholders' Agreement dated July 28, 2020.
  • As of June 30, 2025, the reporting group beneficially owns an aggregate of 85,751,483 shares of Class A Common Stock, representing 53.8% of the class.
  • This percentage is calculated based on 77,318,571 shares of Class A Common Stock outstanding as of August 1, 2025, plus an assumed conversion of 82,155,641 shares of Class B Common Stock held by the reporting persons.
  • Amanda Radcliffe is the largest individual beneficial owner within the group, holding 33,273,094.22 shares, or 20.9% of the Class A Common Stock.
  • Stefanie Thompson is the second largest individual beneficial owner, holding 32,986,261.58 shares, or 20.7% of the Class A Common Stock.
  • Other significant beneficial owners include Kailey Radcliffe and Antoinette Capik, each holding 5,294,874.75 shares (3.3%), and Conrad Radcliffe holding 2,731,647.37 shares (1.7%).
  • The beneficial ownership includes shares held directly, shares issuable upon conversion of Class B Common Stock, and shares held by various trusts where the reporting persons serve as trustees.

Sentiment

Score: 5

Explanation: The filing is a routine disclosure of beneficial ownership, providing factual information without indicating positive or negative financial performance or strategic shifts.

Positives

  • NA

Negatives

  • NA

Risks

  • NA

Future Outlook

NA

Industry Context

NA

Corporate Governance

Change TypeDescriptionEffective DateImpact Assessment
Shareholder AgreementThe reporting persons are party to a Third Amended and Restated Stockholders' Agreement, dated July 28, 2020, which defines their rights and obligations and leads to their classification as a 'group' for beneficial ownership reporting.2020-07-28This agreement signifies a coordinated approach to voting and disposition of shares among a significant block of shareholders, potentially influencing corporate decisions and control.

Stakeholder Impact

  • Shareholders: The disclosure of a significant controlling group holding 53.8% of Class A Common Stock indicates concentrated ownership, which can impact voting power and influence over company direction.

Key Dates

DateDescription
2020-07-28Date of the Third Amended and Restated Stockholders' Agreement.
2025-06-30Date of event which requires filing of this statement (beneficial ownership snapshot).
2025-08-01Date as of which 77,318,571 shares of Class A Common Stock were outstanding.
2025-08-13Date the Schedule 13G/A was signed and filed.

Keywords

Vertex Inc., VRTX, Schedule 13G, beneficial ownership, shareholder group, Class A Common Stock, Class B Common Stock, SEC filing, corporate governance

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