Form 4: Nicolet Bankshares Insider Trades Common Stock

Hubert Phillip Moore Jr., CFO of Nicolet Bankshares Inc., reported transactions involving common stock on June 8, 2026.

Summary

• Hubert Phillip Moore Jr., the Chief Financial Officer (CFO) of Nicolet Bankshares Inc., reported several transactions related to the company's common stock on June 8, 2026.
• These transactions include the acquisition of 940 shares at a price of $144.06 per share, which were directly owned.
• Additionally, the report indicates indirect beneficial ownership of 400 shares held by his spouse's IRA, and 65 shares each held by his adult son, totaling 130 shares indirectly owned through his sons.
• The filing also notes that 940 shares were withheld to satisfy tax obligations on vested restricted stock.
• Moore also holds shares acquired through the Employee Stock Purchase Plan, with a total of 503 shares in this plan as of the report date.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this filing as neutral, reflecting routine insider transactions and tax-related share withholding rather than significant strategic shifts or performance indicators.

Positives

• The CFO directly acquired 940 shares of common stock, indicating continued investment in the company.
• The CFO's total direct beneficial ownership following the reported transactions is 37,921 shares.
• The CFO has a total of 503 shares in the Employee Stock Purchase Plan.

Negatives

• 940 shares were withheld to satisfy tax obligations on vested restricted stock, representing a reduction in the number of shares received by the reporting person.

Risks

• The reporting person disclaims beneficial ownership of shares held by his adult sons, indicating a potential separation of financial interest and control.
• The withholding of shares for tax obligations, while standard, reduces the immediate net gain for the reporting person.

Future Outlook

No specific forward-looking statements or guidance were provided in this Form 4 filing.

Management Comments

• H. Phillip Moore, Jr. disclaims beneficial ownership of holdings by his adult son, stating he has no pecuniary interest and that the filing is not an admission of beneficial ownership for Section 16 or any other purpose.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions in the banking sector, providing transparency on executive and director stock dealings.

Related Party Transactions

• Indirect beneficial ownership of 400 shares by spouse's IRA.
• Indirect beneficial ownership of 65 shares by adult son (transaction 1).
• Indirect beneficial ownership of 65 shares by adult son (transaction 2).

Stakeholder Impact

• Shareholders gain insight into the CFO's personal investment decisions and holdings.
• Employees may note the CFO's continued participation in the Employee Stock Purchase Plan.

Next Steps

• Continued monitoring of insider transactions for further insights into management's confidence in the company's performance.

Key Dates

Keywords

Nicolet Bankshares, Form 4, Insider Trading, Common Stock, CFO, Securities Transaction, Beneficial Ownership