Form 4: Guggenheim Active Allocation Fund (GUG): Director Randall C. Barnes Reports Transaction
SEC Form 4 Filing
Director Randall C. Barnes reports the sale of 500 shares of Guggenheim Active Allocation Fund (GUG) at $16.45 per share on October 3, 2024.
Summary
- On October 3, 2024, Randall C. Barnes, a Director and Trustee of Guggenheim Active Allocation Fund (GUG), sold 500 shares of common stock at a price of $16.45 per share.
- Following the transaction, Barnes directly owns 65,322 shares of GUG common stock.
Sentiment
Score: 5
Explanation: This is a neutral disclosure of a transaction. It doesn't inherently indicate positive or negative sentiment.
Industry Context
This filing is a routine disclosure required by the SEC for insiders of publicly traded companies. It provides transparency into the transactions of company directors and officers.
Stakeholder Impact
- The transaction may have a minor impact on shareholders due to the small number of shares sold by a director.
Key Dates
| Date | Description |
|---|---|
| October 18, 2021 | Date of Power of Attorney execution. |
| October 3, 2024 | Date of transaction: sale of 500 shares of GUG common stock. |
| October 4, 2024 | Date of signature for the Form 4 filing. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.