SCHEDULE: Mark N. Tompkins Exits Aeluma 5% Ownership Threshold

Mark N. Tompkins has filed an exit statement for Aeluma, Inc. after his beneficial ownership dropped below the 5% reporting threshold.

Summary

• Mark N. Tompkins reported a reduction in beneficial ownership of Aeluma, Inc. common stock.
• The reporting person now holds 885,000 shares, representing 4.83% of the total outstanding shares.
• This filing serves as an exit statement, as the individual is no longer required to report under the 5% beneficial ownership rule.
• The percentage calculation is based on 18,305,335 shares outstanding as of May 8, 2026.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral regulatory event, representing a routine disclosure of a change in shareholding status.

Positives

• The filing indicates a clean exit from the 5% reporting requirement, reducing administrative disclosure burdens for the investor.

Negatives

• The reduction in ownership by a significant shareholder may be perceived as a lack of long-term conviction in the issuer's immediate growth trajectory.

Risks

• Potential market perception of insider or major holder selling activity.

Future Outlook

No specific future outlook or guidance provided as this is a regulatory disclosure regarding ownership status.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are standard regulatory disclosures. An exit filing of this nature is common when a major holder reduces their position below the 5% threshold, often signaling portfolio rebalancing rather than a fundamental shift in the company's business model.

Comparison to Industry Standards

• The filing adheres to standard SEC requirements for beneficial ownership reporting under the Securities Exchange Act of 1934.

Stakeholder Impact

• Minor impact on shareholders as the reduction in ownership is below the 5% threshold, potentially increasing the free float slightly.

Next Steps

• No further filings required by this individual unless ownership levels change significantly or regulatory requirements dictate otherwise.

Key Dates

Keywords

Aeluma, Schedule 13G, Beneficial Ownership, SEC Filing, Equity, Shareholder Disclosure